PEAPACK GLADSTONE FINANCIAL CORP·4

Mar 24, 3:24 PM ET

PLANTE ROBERT A. 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 24, 2021

Insider Transaction Report

Form 4
Period: 2021-03-20
PLANTE ROBERT A.
EVP, Chief Operating Officer
Transactions
  • Award

    Restricted Stock Units

    2021-03-20+4,29117,048 total
    Common Stock (4,291 underlying)
  • Award

    Restricted Stock Units

    2021-03-20+4,29112,398 total
    Common Stock (4,291 underlying)
Holdings
  • Common Stock

    1,990
  • Restricted Stock Units

    Common Stock (3,603 underlying)
    3,603
  • Common Stock

    (indirect: By Trust)
    15,827
  • Common Stock

    (indirect: By 401(k))
    209.016
  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    1,508.49
Footnotes (8)
  • [F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  • [F2]Includes 401(k) contributions used to purchase PGC stock.
  • [F3]Includes shares received through dividend reinvestment since the last filing.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION