Waser Eric H. 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 24, 2021

Form 4

Period: 2021-03-20

EVP, Head of Comm Banking

Transactions

Award
Restricted Stock Units
2021-03-20+5,183→ 17,487 total
→ Common Stock (5,183 underlying)
Award
Restricted Stock Units
2021-03-20+1,727→ 7,458 total
→ Common Stock (1,727 underlying)

Holdings

Footnotes (8)

[F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
[F2]Includes 401(k) contributions used to purchase PGC stock.
[F3]Includes shares received through dividend reinvestment since the last filing.
[F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
[F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
[F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
[F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
[F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

1 file