MCCONNELL JOHN P/OH 4

4 · WORTHINGTON INDUSTRIES INC · Filed Apr 1, 2021

Form 4

Period: 2021-03-30

DirectorChairman/Chief Exec Officer

Transactions

Sale
Common Shares
2021-03-30$67.60/sh−65,964$4,459,166→ 1,355,518 total
Exercise/Conversion
Non-qualified stock option (right to buy)
2021-03-30−65,964→ 14,036 total
Exercise: $20.47From: 2013-06-29Exp: 2022-06-29→ Common Shares (65,964 underlying)
Exercise/Conversion
Non-qualified stock option (right to buy)
2021-03-31−14,036→ 0 total
Exercise: $20.47From: 2013-06-29Exp: 2022-06-29→ Common Shares (14,036 underlying)
Exercise/Conversion
Common Shares
2021-03-31$20.47/sh+14,036$287,317→ 1,369,554 total
Exercise/Conversion
Non-qualified stock option (right to buy)
2021-03-30−726→ 0 total
Exercise: $23.10From: 2012-06-30Exp: 2021-06-30→ Common Shares (726 underlying)
Exercise/Conversion
Common Shares
2021-03-30$23.10/sh+726$16,771→ 1,356,244 total
Exercise/Conversion
Common Shares
2021-03-30$20.47/sh+65,964$1,350,283→ 1,421,482 total
Sale
Common Shares
2021-03-30$67.60/sh−726$49,078→ 1,355,518 total
Sale
Common Shares
2021-03-31$67.09/sh−14,036$941,675→ 1,355,518 total

Holdings

Common Shares
(indirect: By Trust)
255,875
Common Shares
(indirect: By Trust)
44,250
Common Shares
(indirect: As custodian for his son, C.R.McConnell)
8,173
Common Shares
(indirect: By JMAC, Inc.)
12,415,982
Common Shares
(indirect: By Trust)
2,428,312
Common Shares
(indirect: By Spouse)
7,343
Common Shares
(indirect: By Trust)
118,000
Common Shares
(indirect: By the Worthington Industries, Inc. Deferred Profit Sharing Plan)
25,227

Footnotes (5)

[F1]The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.
[F2]Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of 2/28/2021.
[F3]These common shares are held in an irrevocable trust for the benefit of the son of the reporting person's spouse. The reporting person's spouse is the trustee of such irrevocable trust.
[F4]This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.
[F5]This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.

Documents

1 file