DONNELLY MICHAEL JOSEPH 4
4 · KROGER CO · Filed Apr 1, 2021
Insider Transaction Report
Form 4
DONNELLY MICHAEL JOSEPH
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2021-03-30$18.88/sh+50,720$957,594→ 424,784.551 total - Sale
Common Stock
2021-03-30$37.91/sh−50,720$1,922,897→ 374,064.551 total - Sale
Common Stock
2021-03-30$37.93/sh−38,872$1,474,259→ 284,472.551 total - Exercise/Conversion
Non-Qualified Stock Option
2021-03-30−50,720→ 0 totalExercise: $18.88Exp: 2023-07-15→ Common Stock (50,720 underlying) - Sale
Common Stock
2021-03-30$37.86/sh−50,720$1,920,107→ 323,344.551 total - Exercise/Conversion
Non-Qualified Stock Option
2021-03-30−50,720→ 0 totalExercise: $10.98Exp: 2022-07-12→ Common Stock (50,720 underlying) - Exercise/Conversion
Common Stock
2021-03-30$10.98/sh+50,720$556,906→ 374,064.551 total
Footnotes (5)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.73 to $38.04, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.77 to $37.98, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.86 to $38.10, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- [F5]These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.