Home/Filings/4/0001209191-21-024878
4//SEC Filing

Schmidt Joan 4

Accession 0001209191-21-024878

CIK 0001080709other

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 8:10 PM ET

Size

9.9 KB

Accession

0001209191-21-024878

Insider Transaction Report

Form 4
Period: 2021-03-15
Schmidt Joan
EVP, General Counsel & Sec
Transactions
  • Exercise/Conversion

    Common Stock

    2021-03-15+12,60019,475 total
  • Exercise/Conversion

    Performance Restricted Stock Unit

    2021-03-1512,6000 total
    Exp: 2022-01-03Common Stock (12,600 underlying)
  • Tax Payment

    Common Stock

    2021-03-15$77.58/sh4,874$378,12514,601 total
Footnotes (3)
  • [F1]On March 15, 2020, the Reporting Person was granted 6,300 target Performance Restricted Stock Units ("2020 PRSUs"). The 2020 PRSUs represented a contingent right to receive a number of shares of Arena's common stock equal to 0%, 100%, or 200% of the target amount. Such common shares would vest, if at all, upon Arena's common stock reaching certain Nasdaq "Closing Price" thresholds during the performance period from the grant date through Jan. 3, 2022 (the "Performance Period") and satisfaction of a subsequent continuing service requirement. The 2020 PRSUs also contained a 1-year minimum vesting period. The Closing Price targets were met during 2020 and the continuing service requirements were subsequently satisfied. Therefore, upon the conclusion of the 1-year minimum vesting period, all shares shares issuable pursuant to the 2020 PRSUs (200% of the target amount) vested and released as reported herein.
  • [F2]Represents the number of shares withheld by, and surrendered to, Arena relating to tax withholding in connection with the issuance of shares under the 2020 PRSUs.
  • [F3]The amount reported in Column 7 of Table II represents the common shares that vested. The 2020 PRSUs have now fully vested and no common shares remain issuable thereunder.

Issuer

ARENA PHARMACEUTICALS INC

CIK 0001080709

Entity typeother

Related Parties

1
  • filerCIK 0001805334

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 8:10 PM ET
Size
9.9 KB