4//SEC Filing
Red Oak Partners, LLC 4
Accession 0001209191-21-025682
CIK 0001108320other
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 5:00 PM ET
Size
13.1 KB
Accession
0001209191-21-025682
Insider Transaction Report
Form 4
SMTC CORPSMTX
Red Oak Partners, LLC
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2021-04-05$6.04/sh−1,060,920$6,412,200→ 0 total - Disposition to Issuer
Common Stock
2021-04-05$6.04/sh−980,926$5,928,717→ 0 total(indirect: By The Red Oak Long Fund, LP directly) - Disposition to Issuer
Common Stock
2021-04-05$6.04/sh−2,339,595$14,140,512→ 0 total(indirect: By The Red Oak Fund, LP directly) - Disposition to Issuer
Common Stock
2021-04-05$6.04/sh−1,820,182$11,001,180→ 0 total(indirect: By The Red Oak Institutional Founders Long Fund, LP directly)
Sandberg David
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2021-04-05$6.04/sh−1,060,920$6,412,200→ 0 total - Disposition to Issuer
Common Stock
2021-04-05$6.04/sh−980,926$5,928,717→ 0 total(indirect: By The Red Oak Long Fund, LP directly) - Disposition to Issuer
Common Stock
2021-04-05$6.04/sh−1,820,182$11,001,180→ 0 total(indirect: By The Red Oak Institutional Founders Long Fund, LP directly) - Disposition to Issuer
Common Stock
2021-04-05$6.04/sh−2,339,595$14,140,512→ 0 total(indirect: By The Red Oak Fund, LP directly)
Footnotes (5)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest.
- [F2]Each reporting person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- [F3]Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.
- [F4]ROP serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager.
- [F5]ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager.
Documents
Issuer
SMTC CORP
CIK 0001108320
Entity typeother
IncorporatedFL
Related Parties
1- filerCIK 0001325533
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 5:00 PM ET
- Size
- 13.1 KB