4//SEC Filing
CNK Fund I-Q, L.P. 4
Accession 0001209191-21-027134
CIK 0001679788other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 9:33 PM ET
Size
58.4 KB
Accession
0001209191-21-027134
Insider Transaction Report
Form 4
CNK Fund I-B, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2021-04-14+418,615→ 418,615 total(indirect: By Trust) - Other
Class A Common Stock
2021-04-14+18,855→ 18,855 total(indirect: By AH Capital Management, L.L.C.) - Conversion
Class B Common Stock
2021-04-14−324,792→ 15,981,943 total(indirect: By Andreessen Horowitz Fund III, L.P.)→ Class A Common Stock (324,792 underlying) - Other
Class A Common Stock
2021-04-14−1,154,711→ 3,417,943 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−4,295$1,636,395→ 103,075 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14+394→ 103,469 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−454,334→ 0 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14−5,542,949→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−46,188$17,597,628→ 4,572,654 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−8,697$3,313,557→ 860,868 total(indirect: By CNK Fund I, L.P.) - Conversion
Class B Common Stock
2021-04-14−18,173→ 1,344,827 total(indirect: By AH Parallel Fund III, L.P.)→ Class A Common Stock (18,173 underlying) - Sale
Class A Common Stock
2021-04-14$381.00/sh−217,422$82,837,782→ 5,542,949 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Other
Class A Common Stock
2021-04-14−860,868→ 0 total(indirect: By CNK Fund I, L.P.) - Conversion
Class A Common Stock
2021-04-14+324,792→ 5,760,371 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−18,173$6,923,913→ 454,334 total(indirect: By AH Parallel Fund III, L.P.) - Conversion
Class A Common Stock
2021-04-14+18,173→ 472,507 total(indirect: By AH Parallel Fund III, L.P.)
Holdings
- 322,110(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (322,110 underlying)
CNK Fund I-Q, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2021-04-14+394→ 103,469 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−454,334→ 0 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14+18,855→ 18,855 total(indirect: By AH Capital Management, L.L.C.) - Conversion
Class A Common Stock
2021-04-14+324,792→ 5,760,371 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−217,422$82,837,782→ 5,542,949 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Conversion
Class B Common Stock
2021-04-14−324,792→ 15,981,943 total(indirect: By Andreessen Horowitz Fund III, L.P.)→ Class A Common Stock (324,792 underlying) - Other
Class A Common Stock
2021-04-14−860,868→ 0 total(indirect: By CNK Fund I, L.P.) - Conversion
Class A Common Stock
2021-04-14+18,173→ 472,507 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−18,173$6,923,913→ 454,334 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−46,188$17,597,628→ 4,572,654 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−8,697$3,313,557→ 860,868 total(indirect: By CNK Fund I, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−4,295$1,636,395→ 103,075 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−1,154,711→ 3,417,943 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−5,542,949→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Conversion
Class B Common Stock
2021-04-14−18,173→ 1,344,827 total(indirect: By AH Parallel Fund III, L.P.)→ Class A Common Stock (18,173 underlying) - Other
Class A Common Stock
2021-04-14+418,615→ 418,615 total(indirect: By Trust)
Holdings
- 322,110(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (322,110 underlying)
CNK Equity Partners I, L.L.C.
10% Owner
Transactions
- Other
Class A Common Stock
2021-04-14+418,615→ 418,615 total(indirect: By Trust) - Other
Class A Common Stock
2021-04-14+18,855→ 18,855 total(indirect: By AH Capital Management, L.L.C.) - Conversion
Class B Common Stock
2021-04-14−324,792→ 15,981,943 total(indirect: By Andreessen Horowitz Fund III, L.P.)→ Class A Common Stock (324,792 underlying) - Conversion
Class B Common Stock
2021-04-14−18,173→ 1,344,827 total(indirect: By AH Parallel Fund III, L.P.)→ Class A Common Stock (18,173 underlying) - Sale
Class A Common Stock
2021-04-14$381.00/sh−46,188$17,597,628→ 4,572,654 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−8,697$3,313,557→ 860,868 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14+394→ 103,469 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−454,334→ 0 total(indirect: By AH Parallel Fund III, L.P.) - Conversion
Class A Common Stock
2021-04-14+18,173→ 472,507 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−217,422$82,837,782→ 5,542,949 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−4,295$1,636,395→ 103,075 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−1,154,711→ 3,417,943 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−5,542,949→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Conversion
Class A Common Stock
2021-04-14+324,792→ 5,760,371 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−18,173$6,923,913→ 454,334 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14−860,868→ 0 total(indirect: By CNK Fund I, L.P.)
Holdings
- 322,110(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (322,110 underlying)
AH Equity Partners LSV I, L.L.C.
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-04-14+324,792→ 5,760,371 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Other
Class A Common Stock
2021-04-14−454,334→ 0 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14+18,855→ 18,855 total(indirect: By AH Capital Management, L.L.C.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−18,173$6,923,913→ 454,334 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−46,188$17,597,628→ 4,572,654 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Other
Class A Common Stock
2021-04-14+394→ 103,469 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−1,154,711→ 3,417,943 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−8,697$3,313,557→ 860,868 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−5,542,949→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Conversion
Class B Common Stock
2021-04-14−324,792→ 15,981,943 total(indirect: By Andreessen Horowitz Fund III, L.P.)→ Class A Common Stock (324,792 underlying) - Conversion
Class A Common Stock
2021-04-14+18,173→ 472,507 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−217,422$82,837,782→ 5,542,949 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−4,295$1,636,395→ 103,075 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−860,868→ 0 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14+418,615→ 418,615 total(indirect: By Trust) - Conversion
Class B Common Stock
2021-04-14−18,173→ 1,344,827 total(indirect: By AH Parallel Fund III, L.P.)→ Class A Common Stock (18,173 underlying)
Holdings
- 322,110(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (322,110 underlying)
Andreessen Horowitz LSV Fund I, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2021-04-14$381.00/sh−8,697$3,313,557→ 860,868 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−1,154,711→ 3,417,943 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Conversion
Class A Common Stock
2021-04-14+324,792→ 5,760,371 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−217,422$82,837,782→ 5,542,949 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−46,188$17,597,628→ 4,572,654 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−860,868→ 0 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−5,542,949→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Other
Class A Common Stock
2021-04-14+18,855→ 18,855 total(indirect: By AH Capital Management, L.L.C.) - Conversion
Class A Common Stock
2021-04-14+18,173→ 472,507 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−4,295$1,636,395→ 103,075 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14+418,615→ 418,615 total(indirect: By Trust) - Conversion
Class B Common Stock
2021-04-14−324,792→ 15,981,943 total(indirect: By Andreessen Horowitz Fund III, L.P.)→ Class A Common Stock (324,792 underlying) - Conversion
Class B Common Stock
2021-04-14−18,173→ 1,344,827 total(indirect: By AH Parallel Fund III, L.P.)→ Class A Common Stock (18,173 underlying) - Sale
Class A Common Stock
2021-04-14$381.00/sh−18,173$6,923,913→ 454,334 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14+394→ 103,469 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−454,334→ 0 total(indirect: By AH Parallel Fund III, L.P.)
Holdings
- 322,110(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (322,110 underlying)
Transactions
- Other
Class A Common Stock
2021-04-14−454,334→ 0 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14+18,855→ 18,855 total(indirect: By AH Capital Management, L.L.C.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−8,697$3,313,557→ 860,868 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14+394→ 103,469 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-04-14+324,792→ 5,760,371 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−18,173$6,923,913→ 454,334 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14+418,615→ 418,615 total(indirect: By Trust) - Conversion
Class B Common Stock
2021-04-14−324,792→ 15,981,943 total(indirect: By Andreessen Horowitz Fund III, L.P.)→ Class A Common Stock (324,792 underlying) - Conversion
Class B Common Stock
2021-04-14−18,173→ 1,344,827 total(indirect: By AH Parallel Fund III, L.P.)→ Class A Common Stock (18,173 underlying) - Conversion
Class A Common Stock
2021-04-14+18,173→ 472,507 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−217,422$82,837,782→ 5,542,949 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Other
Class A Common Stock
2021-04-14−860,868→ 0 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−1,154,711→ 3,417,943 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−5,542,949→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−46,188$17,597,628→ 4,572,654 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−4,295$1,636,395→ 103,075 total(indirect: By LLC)
Holdings
- 322,110(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (322,110 underlying)
CNK Fund I, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2021-04-14$381.00/sh−46,188$17,597,628→ 4,572,654 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−4,295$1,636,395→ 103,075 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−860,868→ 0 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−454,334→ 0 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14+18,855→ 18,855 total(indirect: By AH Capital Management, L.L.C.) - Other
Class A Common Stock
2021-04-14+418,615→ 418,615 total(indirect: By Trust) - Conversion
Class A Common Stock
2021-04-14+18,173→ 472,507 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14−1,154,711→ 3,417,943 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−5,542,949→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Conversion
Class A Common Stock
2021-04-14+324,792→ 5,760,371 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−18,173$6,923,913→ 454,334 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−217,422$82,837,782→ 5,542,949 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−8,697$3,313,557→ 860,868 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14+394→ 103,469 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-04-14−324,792→ 15,981,943 total(indirect: By Andreessen Horowitz Fund III, L.P.)→ Class A Common Stock (324,792 underlying) - Conversion
Class B Common Stock
2021-04-14−18,173→ 1,344,827 total(indirect: By AH Parallel Fund III, L.P.)→ Class A Common Stock (18,173 underlying)
Holdings
- 322,110(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (322,110 underlying)
Transactions
- Other
Class A Common Stock
2021-04-14+18,855→ 18,855 total(indirect: By AH Capital Management, L.L.C.) - Conversion
Class B Common Stock
2021-04-14−324,792→ 15,981,943 total(indirect: By Andreessen Horowitz Fund III, L.P.)→ Class A Common Stock (324,792 underlying) - Sale
Class A Common Stock
2021-04-14$381.00/sh−18,173$6,923,913→ 454,334 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−217,422$82,837,782→ 5,542,949 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−46,188$17,597,628→ 4,572,654 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Other
Class A Common Stock
2021-04-14−454,334→ 0 total(indirect: By AH Parallel Fund III, L.P.) - Other
Class A Common Stock
2021-04-14−5,542,949→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Conversion
Class A Common Stock
2021-04-14+324,792→ 5,760,371 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−8,697$3,313,557→ 860,868 total(indirect: By CNK Fund I, L.P.) - Other
Class A Common Stock
2021-04-14+418,615→ 418,615 total(indirect: By Trust) - Conversion
Class B Common Stock
2021-04-14−18,173→ 1,344,827 total(indirect: By AH Parallel Fund III, L.P.)→ Class A Common Stock (18,173 underlying) - Conversion
Class A Common Stock
2021-04-14+18,173→ 472,507 total(indirect: By AH Parallel Fund III, L.P.) - Sale
Class A Common Stock
2021-04-14$381.00/sh−4,295$1,636,395→ 103,075 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−1,154,711→ 3,417,943 total(indirect: By Andreessen Horowitz LSV Fund I, L.P.) - Other
Class A Common Stock
2021-04-14+394→ 103,469 total(indirect: By LLC) - Other
Class A Common Stock
2021-04-14−860,868→ 0 total(indirect: By CNK Fund I, L.P.)
Holdings
- 322,110(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (322,110 underlying)
Footnotes (18)
- [F1]Represents the conversion of 324,792 shares of Class B Common Stock held of record by Andreessen Horowitz Fund III, L.P. into Class A Common Stock.
- [F10]Represents shares received by a16z Seed pursuant to a pro rata distribution by FCRA Holdings LLC, for no consideration, of shares of Class A Common Stock of the Issuer to its members. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F11]On April 14, 2021, the CNK Fund I Entities distributed, for no consideration, 860,868 shares of the Issuer's Class A Common Stock (the "CNK I Shares") to their limited partners and to CNK EP I, the general partner of the CNK Fund I Entities, representing each such partner's pro rata interest in such CNK I Shares. On the same date, CNK EP I distributed, for no consideration, the CNK I Shares it received in the distribution by the CNK Fund I Entities to its members, representing each such member's pro rata interest in such CNK I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F12]On April 14, 2021, the AH LSV Fund I Entities distributed, for no consideration, 1,154,711 shares of the Issuer's Class A Common Stock (the "AH LSV Fund I Shares") to their limited partners and to AH EP LSV I, the general partner of the AH LSV Fund I Entities, representing each such partner's pro rata interest in such AH LSV Fund I Shares. On the same date, AH EP LSV I distributed, for no consideration, the AH LSV Fund I Shares it received in the distribution by the AH LSV Fund I Entities to its members, representing each such member's pro rata interest in such AH LSV Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F13]On April 14, 2021, the AH Parallel Fund III Entities distributed, for no consideration, 454,334 shares of the Issuer's Class A Common Stock (the "AH Parallel Fund III Shares") to their limited partners and to AH EP III Parallel, the general partner of the AH Parallel Fund III Entities, representing each such partner's pro rata interest in such AH Parallel Fund III Shares. On the same date, AH EP III Parallel distributed, for no consideration, the AH Parallel Fund III Shares it received in the distribution by the AH Parallel Fund III Entities to its members, representing each such member's pro rata interest in such AH Parallel Fund III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F14]On April 14, 2021, the AH Fund III Entities distributed, for no consideration, 5,542,949 shares of the Issuer's Class A Common Stock (the "AH Fund III Shares") to their limited partners and to AH EP III, the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such AH Fund III Shares. On the same date, AH EP III distributed, for no consideration, the AH Fund III Shares it received in the distribution by the AH Fund III Entities to its members, representing each such member's pro rata interest in such AH Fund III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F15]Represents shares received by the 1997 Horowitz Family Trust pursuant to pro rata distributions by SV Angel III LP, SV Angel V LP, SV Angel VI LP, the AH Fund III Entities, the AH Parallel Fund III Entities, the AH LSV Fund I Entities, the CNK Fund I Entities, AH EP III, AH EP III Parallel, AH EP LSV I and CNK EP I, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members , as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F16]These securities are held of record by a family trust for which Ben Horowitz is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ben Horowitz, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
- [F17]Represents shares received by AH Capital Management, L.L.C. pursuant to pro rata distributions by AH EP III, AH EP III Parallel, AH EP LSV I and CNK EP I, for no consideration, of shares of the Issuer's Class A Common Stock to their respective members. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F18]The securities are held of record by AH Capital Management, L.L.C. The members of AH Capital Management, L.L.C. are Marc Andreessen and Ben Horowitz, who share voting and dispositive power with respect to the shares held by AH Capital Management, L.L.C. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by AH Capital Management, L.L.C. and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
- [F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F3]These securities are held by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P., and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities"). AH Equity Partners III, L.L.C. ("AH EP III"), the general partner of the AH Fund III Entities, has sole voting and dispositive power with regard to the securities held by the AH Fund III Entities. Marc Andreessen and Ben Horowitz are the managing members of AH EP III and share voting and dispositive power with respect to the shares held by the AH Fund III Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund III Entities and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
- [F4]Represents the conversion of 18,173 shares of Class B Common Stock held of record by AH Parallel Fund III, L.P. into Class A Common Stock.
- [F5]These securities are held by AH Parallel Fund III, L.P., for itself and as nominee for AH Parallel Fund III-A, L.P., AH Parallel Fund III-B, L.P., and AH Parallel Fund III-Q, L.P. (collectively, the "AH Parallel Fund III Entities"). AH Equity Partners III (Parallel), L.L.C. ("AH EP III Parallel"), the general partner of the AH Parallel Fund III Entities, has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund III Entities. Marc Andreessen and Ben Horowitz are the managing members of AH EP III Parallel and share voting and dispositive power with respect to the shares held by the AH Parallel Fund III Entities.
- [F6](Continued from Footnote 5) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund III Entities and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
- [F7]These securities are held by Andreessen Horowitz LSV Fund I, L.P., for itself and as nominee for Andreessen Horowitz LSV Fund I-B, L.P. and Andreessen Horowitz LSV Fund I-Q, L.P. (collectively, the "AH LSV Fund I Entities"). AH Equity Partners LSV I, L.L.C. ("AH EP LSV I"), the general partner of the AH LSV Fund I Entities, has sole voting and dispositive power with regard to the shares held by the AH LSV Fund I Entities. Marc Andreessen and Ben Horowitz are the managing members of AH EP LSV I and share voting and dispositive power with respect to the shares held by the AH LSV Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH LSV Fund I Entities and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
- [F8]These securities are held by CNK Fund I, L.P., for itself and as nominee for CNK Fund I-B, L.P. and CNK Fund I-Q, L.P. (collectively, the "CNK Fund I Entities"). CNK Equity Partners I, L.L.C. ("CNK EP I"), the general partner of the CNK Fund I Entities, has sole voting and dispositive power with regard to the shares held by the CNK Fund I Entities. Marc Andreessen, Christopher Dixon and Ben Horowitz are the managing members of CNK EP I and share voting and dispositive power with respect to the shares held by the CNK Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the CNK Fund I Entities and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
- [F9]These securities are held of record by a16z Seed-III, LLC ("a16z Seed"). The securities held directly by a16z Seed are indirectly held by the AH Fund III Entities, the members of a16z Seed. AH EP III, the general partner of the AH Fund III Entities, has sole voting and dispositive power with regard to the shares held by a16z Seed. Marc Andreessen and Ben Horowitz are the managing members of AH EP III and share voting and dispositive power with respect to the shares held by a16z Seed. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Documents
Issuer
Coinbase Global, Inc.
CIK 0001679788
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001748082
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 9:33 PM ET
- Size
- 58.4 KB