|4Apr 21, 9:39 PM ET

Gotham Green Partners LLC 4

4 · MedMen Enterprises, Inc. · Filed Apr 21, 2021

Insider Transaction Report

Form 4
Period: 2021-04-21
Transactions
  • Other

    Warrant

    2021-04-211,109,4100 total(indirect: By Gotham Green Fund 1(Q), L.P.)
    Exercise: $0.20From: 2022-03-14Exp: 2025-09-14Class B Subordinate Voting Shares (1,109,410 underlying)
  • Other

    Warrant

    2021-04-212,759,0830 total(indirect: By Gotham Green Fund 1(Q), L.P.)
    Exercise: $0.16From: 2021-09-27Exp: 2026-01-11Class B Subordinate Voting Shares (2,759,083 underlying)
  • Other

    Warrant

    2021-04-211,481,3990 total(indirect: By Gotham Green Fund II, L.P.)
    Exercise: $0.26From: 2021-09-27Exp: 2025-03-27Class B Subordinate Voting Shares (1,481,399 underlying)
  • Other

    Warrant

    2021-04-212,133,4800 total(indirect: By Gotham Green Fund 1(Q), L.P.)
    Exercise: $0.26From: 2021-09-27Exp: 2025-03-27Class B Subordinate Voting Shares (2,133,480 underlying)
  • Other

    Warrant

    2021-04-21296,2800 total(indirect: By Gotham Green Fund II, L.P.)
    Exercise: $0.26From: 2020-10-24Exp: 2025-04-24Class B Subordinate Voting Shares (296,280 underlying)
  • Other

    Warrant

    2021-04-218,622,2660 total(indirect: By Gotham Green Fund II(Q), L.P.)
    Exercise: $0.26From: 2021-09-27Exp: 2025-03-27Class B Subordinate Voting Shares (8,622,266 underlying)
  • Other

    Warrant

    2021-04-213,125,0000 total(indirect: By Gotham Green Partners SPV IV, L.P.)
    Exercise: $0.26From: 2021-10-24Exp: 2025-04-24Class B Subordinate Voting Shares (3,125,000 underlying)
  • Other

    Warrant

    2021-04-21106,6570 total(indirect: By Gotham Green Fund I, L.P.)
    Exercise: $0.26From: 2021-05-31Exp: 2026-02-25Class B Subordinate Voting Shares (106,657 underlying)
  • Other

    Warrant

    2021-04-21770,3280 total(indirect: By Gotham Green Fund II, L.P.)
    Exercise: $0.20From: 2022-03-14Exp: 2025-09-14Class B Subordinate Voting Shares (770,328 underlying)
  • Other

    Warrant

    2021-04-2115,625,0000 total(indirect: By Gotham Green Partners SPV IV, L.P.)
    Exercise: $0.26From: 2021-09-27Exp: 2025-03-27Class B Subordinate Voting Shares (15,625,000 underlying)
  • Other

    Warrant

    2021-04-214,483,5790 total(indirect: By Gotham Green Fund II(Q), L.P.)
    Exercise: $0.20From: 2022-03-14Exp: 2025-09-14Class B Subordinate Voting Shares (4,483,579 underlying)
  • Other

    Warrant

    2021-04-21533,2870 total(indirect: By Gotham Green Fund I, L.P.)
    Exercise: $0.26From: 2021-09-27Exp: 2025-03-27Class B Subordinate Voting Shares (533,827 underlying)
  • Other

    Warrant

    2021-04-21277,3090 total(indirect: By Gotham Green Fund I, L.P.)
    Exercise: $0.20From: 2022-03-14Exp: 2025-09-14Class B Subordinate Voting Shares (277,309 underlying)
  • Other

    Warrant

    2021-04-21689,6630 total(indirect: By Gotham Green Fund I, L.P.)
    Exercise: $0.16From: 2021-09-27Exp: 2026-01-11Class B Subordinate Voting Shares (689,663 underlying)
  • Other

    Warrant

    2021-04-2111,150,5820 total(indirect: By Gotham Green Fund II(Q), L.P.)
    Exercise: $0.16From: 2021-09-27Exp: 2026-01-11Class B Subordinate Voting Shares (11,150,582 underlying)
  • Other

    Warrant

    2021-04-21426,6960 total(indirect: By Gotham Green Fund 1(Q), L.P.)
    Exercise: $0.26From: 2021-10-24Exp: 2025-04-24Class B Subordinate Voting Shares (426,696 underlying)
  • Other

    Warrant

    2021-04-218,125,0000 total(indirect: By Gotham Green Partners SPV IV, L.P.)
    Exercise: $0.20From: 2022-03-14Exp: 2025-09-14Class B Subordinate Voting Shares (8,125,000 underlying)
  • Other

    Warrant

    2021-04-2120,206,7340 total(indirect: By Gotham Green Partners SPV IV, L.P.)
    Exercise: $0.16From: 2021-09-27Exp: 2026-01-11Class B Subordinate Voting Shares (20,206,734 underlying)
  • Other

    Warrant

    2021-04-211,915,7920 total(indirect: By Gotham Green Fund II, L.P.)
    Exercise: $0.16From: 2021-09-27Exp: 2026-01-11Class B Subordinate Voting Shares (1,915,792 underlying)
  • Other

    Warrant

    2021-04-211,724,4530 total(indirect: By Gotham Green Fund II(Q), L.P.)
    Exercise: $0.26From: 2021-10-24Exp: 2025-04-24Class B Subordinate Voting Shares (1,724,453 underlying)
Footnotes (4)
  • [F1]Warrant cancelled for no consideration pursuant to its terms.
  • [F2]Not applicable.
  • [F3]Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P.
  • [F4]See footnote 3.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION