Harvey Roy Christopher 4
4 · Alcoa Corp · Filed Apr 22, 2021
Insider Transaction Report
Form 4
Harvey Roy Christopher
DirectorPresident and Director
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2021-04-20−76,354→ 0 totalExercise: $15.10From: 2017-01-19Exp: 2026-01-19→ Common Stock (76,354 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2021-04-20$24.73/sh+46,580$1,151,923→ 593,308 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-04-20−4,625→ 0 totalExercise: $22.78From: 2013-01-20Exp: 2022-01-20→ Common Stock (4,625 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2021-04-20$22.78/sh+4,625$105,358→ 534,297 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2021-04-20$15.10/sh+76,354$1,152,945→ 669,662 total - Sale
Common Stock, par value $0.01 per share
2021-04-20$32.91/sh−238,037$7,834,060→ 529,672 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-04-20−46,580→ 0 totalExercise: $24.73From: 2015-01-16Exp: 2024-01-16→ Common Stock (46,580 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-04-20−98,047→ 49,023 totalExercise: $27.96From: 2020-01-24Exp: 2029-01-24→ Common Stock (98,047 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2021-04-20$19.89/sh+12,431$247,253→ 546,728 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2021-04-20$27.96/sh+98,047$2,741,394→ 767,709 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-04-20−12,431→ 0 totalExercise: $19.89From: 2014-01-16Exp: 2023-01-16→ Common Stock (12,431 underlying)
Holdings
- 884(indirect: By 401(k))
Common Stock, par value $0.01 per share
Footnotes (4)
- [F1]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.8150 - $33.0200. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- [F2]Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
- [F3]This option vested in equal installments over three years beginning on the date shown.
- [F4]This option was part of an option grant vesting in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on January 24, 2020 and January 24, 2021.