Live Oak Bancshares, Inc.·4

Apr 28, 4:47 PM ET

Hoffsis Glen F. 4

4 · Live Oak Bancshares, Inc. · Filed Apr 28, 2021

Insider Transaction Report

Form 4
Period: 2021-04-26
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-04-263,00018,000 total
    Exercise: $4.40Exp: 2024-03-26Voting Common Stock (3,000 underlying)
  • Exercise/Conversion

    Voting Common Stock

    2021-04-26$4.40/sh+3,000$13,200103,182 total
Holdings
  • Restricted Stock Units

    Voting Common Stock (4,160 underlying)
    4,160
Footnotes (3)
  • [F1]The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.
  • [F3]The restricted stock units vest on May 1, 2021.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION