MAISEL DAVID 4
4 · GAIA, INC · Filed Apr 30, 2021
Insider Transaction Report
Form 4
GAIA, INCGAIA
MAISEL DAVID
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-04-29−5,282→ 0 total→ Class A Common Stock (5,282 underlying) - Award
Restricted Stock Unit
2021-04-29+3,575→ 3,575 total→ Class A Common Stock (3,575 underlying) - Exercise/Conversion
Class A Common Stock
2021-04-29+5,282→ 59,182 total
Footnotes (4)
- [F1]Restricted stock units were converted into common stock on a one-for-one basis
- [F2]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- [F3]The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
- [F4]The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.