Home/Filings/4/0001209191-21-029899
4//SEC Filing

Petty Miltom Emmett 4

Accession 0001209191-21-029899

CIK 0001462120other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 4:32 PM ET

Size

8.4 KB

Accession

0001209191-21-029899

Insider Transaction Report

Form 4
Period: 2021-05-01
Transactions
  • Exercise/Conversion

    Voting Common Stock

    2021-05-01+4,16098,662 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-05-014,1600 total
    Voting Common Stock (4,160 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $4.40Exp: 2024-03-26Voting Common Stock (30,000 underlying)
    30,000
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.
  • [F2]The restricted stock units vested on May 1, 2021.
  • [F3]The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.

Issuer

Live Oak Bancshares, Inc.

CIK 0001462120

Entity typeother

Related Parties

1
  • filerCIK 0001647098

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 4:32 PM ET
Size
8.4 KB