4//SEC Filing
WU JINN 4
Accession 0001209191-21-030420
CIK 0001300699other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 5:33 PM ET
Size
18.3 KB
Accession
0001209191-21-030420
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
WU JINN
Director
Transactions
- Exercise/Conversion
Common Stock
2021-05-05$4.55/sh+40,000$182,000→ 343,208 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-05-05−40,000→ 0 totalExercise: $4.55From: 2013-01-02Exp: 2023-01-02→ Common Stock (40,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2021-05-05−10,000→ 0 totalExercise: $4.55From: 2014-02-12Exp: 2024-02-12→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2021-05-05$4.55/sh+10,000$45,500→ 353,208 total
Holdings
- 96,000
Stock Option (Right to Buy)
Exercise: $5.50From: 2017-03-20Exp: 2025-03-20→ Common Stock (96,000 underlying) - 16,500
Stock Option (Right to Buy)
Exercise: $17.30Exp: 2028-03-27→ Common Stock (16,500 underlying) - 12,500
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (12,500 underlying) - 54,000
Stock Option (Right to Buy)
Exercise: $5.50From: 2015-02-05Exp: 2025-02-05→ Common Stock (54,000 underlying) - 28,500
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2027-06-13→ Common Stock (28,500 underlying) - 15,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]This option vests in four equal annual installments beginning on June 13, 2018.
- [F2]This option vests in four equal annual installments beginning on March 27, 2019.
- [F3]This option vests in four equal annual installments beginning on February 28, 2020.
- [F4]This option vests in four equal annual installments beginning on June 5, 2021.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001314254
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 5:33 PM ET
- Size
- 18.3 KB