Home/Filings/4/0001209191-21-031087
4//SEC Filing

STAVIS ROBERT M 4

Accession 0001209191-21-031087

CIK 0001459417other

Filed

May 6, 8:00 PM ET

Accepted

May 7, 9:17 PM ET

Size

11.8 KB

Accession

0001209191-21-031087

Insider Transaction Report

Form 4
Period: 2021-05-05
Transactions
  • Award

    Common Stock

    2021-05-05+6,05433,810 total
  • Award

    Common Stock

    2021-05-05$39.31/sh+1,399$54,99535,209 total
  • Award

    Common Stock

    2021-05-05$39.31/sh+635$24,96235,844 total
Holdings
  • Common Stock

    103,130
  • Common Stock

    (indirect: See footnote)
    35,740
  • Common Stock

    (indirect: See footnote)
    35,707
Footnotes (7)
  • [F1]The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
  • [F2]The shares underlying this restricted stock unit award will vest in full on April 1, 2022, subject to the reporting person's continued service as a director of the issuer as of that date.
  • [F3]The reporting person has agreed to assign to Deer Management Co. LLC the right to any shares issuable pursuant to the restricted stock unit award or any proceeds from the sale thereof; accordingly, the reporting person disclaims beneficial ownership of these restricted stock units except to the extent of his pecuniary interest therein, if any.
  • [F4]The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $55,000.
  • [F5]The restricted stock units were issued to the reporting person in lieu of annual chair retainer fees of $25,000.
  • [F6]The shares reported are held by Stavis Ventures II, LLC ("Stavis Ventures"). Stavis Ventures is controlled by the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
  • [F7]The shares reported are held by Stavco Venture Holdings LLC ("Stavco Venture Holdings"). Stavco Venture Holdings is controlled by the spouse of the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.

Issuer

2U, Inc.

CIK 0001459417

Entity typeother

Related Parties

1
  • filerCIK 0001241953

Filing Metadata

Form type
4
Filed
May 6, 8:00 PM ET
Accepted
May 7, 9:17 PM ET
Size
11.8 KB