4//SEC Filing
VIERLING JOHN 4
Accession 0001209191-21-031230
CIK 0001300699other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 4:19 PM ET
Size
10.6 KB
Accession
0001209191-21-031230
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
VIERLING JOHN
Director
Transactions
- Purchase
Common Stock
2021-05-07$4.50/sh+250$1,125→ 3,750 total - Purchase
Common Stock
2021-05-06$4.04/sh+1,700$6,863→ 3,500 total
Holdings
- 2,500
Stock Option (Right to Buy)
Exercise: $11.49Exp: 2029-04-03→ Common Stock (2,500 underlying) - 12,500
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (12,500 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $12.06Exp: 2029-04-01→ Common Stock (10,000 underlying)
Footnotes (4)
- [F1]This transaction was executed in multiple trades ranging from $4.030 to $4.0399, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
- [F2]This option vests in four equal annual installments beginning on April 1, 2020.
- [F3]This option vests in four equal annual installments beginning on April 3, 2020.
- [F4]This option vests in four equal annual installments beginning on June 5, 2021.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001191859
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 4:19 PM ET
- Size
- 10.6 KB