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4//SEC Filing

SCHLOSSTEIN RALPH 4

Accession 0001209191-21-032797

CIK 0001360901other

Filed

May 13, 8:00 PM ET

Accepted

May 14, 5:01 PM ET

Size

8.7 KB

Accession

0001209191-21-032797

Insider Transaction Report

Form 4
Period: 2021-05-12
SCHLOSSTEIN RALPH
DirectorPresident and CEO
Transactions
  • Disposition to Issuer

    Shares of Class A common stock, par value $0.01 per share

    2021-05-12500454,775 total
  • Award

    Partnership units of Evercore LP

    2021-05-12+5001,500 total
    Shares of Class A common stock, par value $0.01 per share (1,500 underlying)
Holdings
  • Shares of Class A common stock, par value $0.01 per share

    (indirect: By Trust)
    100,000
Footnotes (3)
  • [F1]On May 12, 2021, the Reporting Person exchanged 500 shares of Class A common stock for an equal number of Evercore LP partnership units.
  • [F2]These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
  • [F3]Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Issuer

Evercore Inc.

CIK 0001360901

Entity typeother

Related Parties

1
  • filerCIK 0001059227

Filing Metadata

Form type
4
Filed
May 13, 8:00 PM ET
Accepted
May 14, 5:01 PM ET
Size
8.7 KB