SCHLOSSTEIN RALPH 4
4 · Evercore Inc. · Filed May 14, 2021
Insider Transaction Report
Form 4
SCHLOSSTEIN RALPH
DirectorPresident and CEO
Transactions
- Disposition to Issuer
Shares of Class A common stock, par value $0.01 per share
2021-05-12−500→ 454,775 total - Award
Partnership units of Evercore LP
2021-05-12+500→ 1,500 total→ Shares of Class A common stock, par value $0.01 per share (1,500 underlying)
Holdings
- 100,000(indirect: By Trust)
Shares of Class A common stock, par value $0.01 per share
Footnotes (3)
- [F1]On May 12, 2021, the Reporting Person exchanged 500 shares of Class A common stock for an equal number of Evercore LP partnership units.
- [F2]These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- [F3]Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.