Sheehan Daniel J IV 4
4 · GENWORTH FINANCIAL INC · Filed May 17, 2021
Insider Transaction Report
Form 4
Sheehan Daniel J IV
SVP - Chief Investment Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-05-14+90,090→ 970,880 total - Exercise/Conversion
Restricted Stock Units
2021-05-14−90,090→ 90,091 total→ Class A Common Stock (90,090 underlying) - Tax Payment
Class A Common Stock
2021-05-14$4.01/sh−41,748$167,409→ 929,132 total
Footnotes (3)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 14, 2021.
- [F3]Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021.