Home/Filings/4/0001209191-21-033618
4//SEC Filing

Bintz William J 4

Accession 0001209191-21-033618

CIK 0001113232other

Filed

May 17, 8:00 PM ET

Accepted

May 18, 5:31 PM ET

Size

15.6 KB

Accession

0001209191-21-033618

Insider Transaction Report

Form 4
Period: 2021-05-15
Bintz William J
Senior VP, Marketing
Transactions
  • Award

    Common Stock

    2021-05-17+7,57867,319 total
  • Tax Payment

    Common Stock

    2021-05-17$38.16/sh1,109$42,31959,741 total
  • Tax Payment

    Common Stock

    2021-05-15$38.16/sh1,462$55,79063,151 total
  • Tax Payment

    Common Stock

    2021-05-16$38.16/sh902$34,42060,850 total
  • Award

    Common Stock

    2021-05-17+7,57874,897 total
  • Tax Payment

    Common Stock

    2021-05-15$38.16/sh1,399$53,38661,752 total
Footnotes (10)
  • [F1]These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.
  • [F10]Of the shares held after this second grant on May 17, 2021, 39,547 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F2]Represents the closing price of the common stock on the date of the tax withholding.
  • [F3]Of the shares held after this first tax withholding forfeiture (and related vesting) on May 15, 2021, 32,078 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F4]Of the shares held after this second tax withholding forfeiture (and related vesting) on May 15, 2021, 28,924 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F5]Of the shares held after this tax withholding forfeiture (and related vesting) on May 16, 2021, 26,891 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F6]Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2021,24,391 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F7]These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 17, 2022, May 17, 2023, May 17, 2024 and May 17, 2025.
  • [F8]Of the shares held after this first grant on May 17, 2021, 31,969 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F9]In this grant under the Company's 2012 Equity Incentive Plan, the executive may earn shares of common stock, ranging from zero to 150% of the granted units. The shares are earned based on the achievement of 2021 performance goals. Assuming continuation of employment,50% of the earned shares will vest on each of February 28, 2022 and February 28, 2023. Unearned restricted stock units will forfeit on February 28, 2022.

Issuer

AXCELIS TECHNOLOGIES INC

CIK 0001113232

Entity typeother

Related Parties

1
  • filerCIK 0001411134

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 5:31 PM ET
Size
15.6 KB