DOVE ROSS 4
4 · Heritage Global Inc. · Filed May 18, 2021
Insider Transaction Report
Form 4
DOVE ROSS
President of Subsidiary
Transactions
- Tax Payment
Common Stock
2021-05-17$2.95/sh−144,771$427,074→ 2,024,314 total - Exercise/Conversion
Option to purchase common stock
2021-05-17−325,000→ 0 totalExercise: $0.45Exp: 2026-12-09→ Common Stock (325,000 underlying) - Exercise/Conversion
Common Stock
2021-05-17$0.45/sh+325,000$146,250→ 2,169,085 total
Footnotes (1)
- [F1]Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date.