4//SEC Filing
DOVE ROSS 4
Accession 0001209191-21-033664
CIK 0000849145other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 5:51 PM ET
Size
8.7 KB
Accession
0001209191-21-033664
Insider Transaction Report
Form 4
DOVE ROSS
President of Subsidiary
Transactions
- Tax Payment
Common Stock
2021-05-17$2.95/sh−144,771$427,074→ 2,024,314 total - Exercise/Conversion
Option to purchase common stock
2021-05-17−325,000→ 0 totalExercise: $0.45Exp: 2026-12-09→ Common Stock (325,000 underlying) - Exercise/Conversion
Common Stock
2021-05-17$0.45/sh+325,000$146,250→ 2,169,085 total
Footnotes (1)
- [F1]Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date.
Documents
Issuer
Heritage Global Inc.
CIK 0000849145
Entity typeother
Related Parties
1- filerCIK 0001245119
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 5:51 PM ET
- Size
- 8.7 KB