STACY DONALD L 4

4 · MIDDLEFIELD BANC CORP · Filed May 24, 2021

Form 4

Period: 2021-05-24

Treasurer/CFO

Transactions

Holdings

Conditional Stock Award
Exercise: $21.21Exp: 2022-03-01→ Common Stock (2,490 underlying)
2,490
Conditional Stock Award
Exercise: $22.05Exp: 2024-02-23→ Common Stock (2,467 underlying)
2,467
Conditional Stock Award
Exercise: $26.09Exp: 2023-02-25→ Common Stock (2,076 underlying)
2,076
Common Stock
(indirect: By IRA)
4,036
Common Stock
42.574

Footnotes (6)

[F1]Acquisition represents the vesting of performance shares granted to the reporting person on May 22, 2018, which vested on the third anniversary of their grant date based upon the Company's total shareholder return.
[F2]Includes shares acquired under the MBCN Dividend Reinvestment Plan.
[F3]held jointly with son
[F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
[F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
[F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.

Documents

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