4//SEC Filing
PHIPPS PAUL CODY 4
Accession 0001209191-21-035297
CIK 0000029669other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 3:57 PM ET
Size
10.8 KB
Accession
0001209191-21-035297
Insider Transaction Report
Form 4
PHIPPS PAUL CODY
10% Owner
Transactions
- Exercise/Conversion
Phantom Stock
2021-05-14−59,420→ 0 totalFrom: 2021-05-14Exp: 2021-05-14→ Common Stock (59,420 underlying) - Exercise/Conversion
Common Stock
2021-05-14+59,420→ 218,763 total - Award
Common Stock
2021-05-20$5.64/sh+24,822$139,996→ 184,183 total - Disposition to Issuer
Common Stock
2021-05-14$4.43/sh−59,420$263,231→ 159,361 total
Footnotes (5)
- [F1]Each share of phantom stock was the economic equivalent of one share of RRD common stock. The Issuer settled the phantom stock for cash.
- [F2]Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.
- [F3]Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
- [F4]Phantom stock is payable in shares of common stock or cash on the earlier of the first anniversary of the grant date or the reporting person ceasing to be a member of the board of directors of the issuer.
- [F5]The vested phantom stock was settled for cash.
Documents
Issuer
RR Donnelley & Sons Co
CIK 0000029669
Entity typeother
Related Parties
1- filerCIK 0001258393
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 3:57 PM ET
- Size
- 10.8 KB