4//SEC Filing
MAYER MARC O 4
Accession 0001209191-21-035914
CIK 0001524223other
Filed
May 25, 8:00 PM ET
Accepted
May 26, 4:12 PM ET
Size
10.5 KB
Accession
0001209191-21-035914
Insider Transaction Report
Form 4
MAYER MARC O
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Class A Common Stock, par value $0.01
2021-05-24$2.01/sh+150,000$301,500→ 1,460,623 total - Tax Payment
Class A Common Stock, par value $0.01
2021-05-24$7.97/sh−96,607$769,958→ 1,364,016 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-05-24−150,000→ 583,332 totalExercise: $2.01From: 2021-02-26Exp: 2025-02-26→ Class A Common Stock, par value $0.01 (150,000 underlying)
Holdings
- 166,668
Employee Stock Option (right to buy)
Exercise: $2.01From: 2022-01-01Exp: 2026-01-01→ Class A Common Stock, par value $0.01 (166,668 underlying)
Footnotes (2)
- [F1]Includes 163,399 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with one-fourth of such restricted stock units vesting on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026.
- [F2]6,332 options became exercisable on February 26, 2021. 289,000 options became exercisable on March 9, 2021. 288,000 options will become exercisable, if at all, if the average closing price per share of Class A Common Stock of the Company equals or exceeds $7.75 per share for 20 consecutive trading days on or before December 31, 2025. The options shall terminate and become null and void at the close of business on the date that is the fourth anniversary of the applicable vesting date.
Documents
Issuer
Manning & Napier, Inc.
CIK 0001524223
Entity typeother
Related Parties
1- filerCIK 0001234347
Filing Metadata
- Form type
- 4
- Filed
- May 25, 8:00 PM ET
- Accepted
- May 26, 4:12 PM ET
- Size
- 10.5 KB