Home/Filings/4/0001209191-21-037312
4//SEC Filing

KILLIAN JOHN F 4

Accession 0001209191-21-037312

CIK 0001580156other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 5:10 PM ET

Size

10.7 KB

Accession

0001209191-21-037312

Insider Transaction Report

Form 4
Period: 2021-05-31
Transactions
  • Award

    Restricted Stock Units

    2021-05-31+11,06611,066 total
    Common Stock (11,066 underlying)
  • Award

    Phantom Stock

    2021-05-31+55,55655,556 total
    Common Stock (55,556 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-05-3155,5560 total
    Common Stock (55,556 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
  • [F2]This grant of restricted stock units will vest on May 31, 2022, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan.
  • [F3]Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2020, the reporting person deferred the receipt of 55,556 shares of common stock and received instead 55,556 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan.

Issuer

Houghton Mifflin Harcourt Co

CIK 0001580156

Entity typeother

Related Parties

1
  • filerCIK 0001195233

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 5:10 PM ET
Size
10.7 KB