4//SEC Filing
CALDWELL THOMAS G 4
Accession 0001209191-21-037527
CIK 0000836147other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 11:32 AM ET
Size
17.0 KB
Accession
0001209191-21-037527
Insider Transaction Report
Form 4
CALDWELL THOMAS G
DirectorPresident/Chief Executive Offi
Transactions
- Tax Payment
Common Stock
2021-05-24$23.83/sh−278$6,625→ 17,888 total - Award
Common Stock
2021-05-24$23.83/sh+868$20,684→ 18,166 total
Holdings
- 4,387
Conditional Stock Award
Exercise: $26.09Exp: 2023-02-25→ Common Stock (4,387 underlying) - 5,396
Conditional Stock Award
Exercise: $21.21Exp: 2022-03-01→ Common Stock (5,396 underlying) - 525.796(indirect: By Children)
Common Stock
- 33,527.69
Common Stock
- 5,291
Conditional Stock Award
Exercise: $22.50Exp: 2024-02-23→ Common Stock (5,291 underlying)
Footnotes (6)
- [F1]Acquisition represents the vesting of performance shares granted to the reporting person on May 22, 2018, which vested on the third anniversary of their grant date based upon the Company's total shareholder return.
- [F2]Includes shares acquired under the MBCN Dividend Reinvestment Plan.
- [F3]Includes shares held jointly with spouse.
- [F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
- [F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
- [F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
Issuer
MIDDLEFIELD BANC CORP
CIK 0000836147
Entity typeother
Related Parties
1- filerCIK 0001223976
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 11:32 AM ET
- Size
- 17.0 KB