Home/Filings/4/A/0001209191-21-037597
4/A//SEC Filing

PHIPPS PAUL CODY 4/A

Accession 0001209191-21-037597

CIK 0000029669other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 3:43 PM ET

Size

11.1 KB

Accession

0001209191-21-037597

Insider Transaction Report

Form 4/AAmended
Period: 2021-05-14
Transactions
  • Award

    Common Stock

    2021-05-20$5.64/sh+24,822$139,996184,165 total
  • Disposition to Issuer

    Common Stock

    2021-05-14$4.43/sh59,420$263,231159,361 total
  • Exercise/Conversion

    Common Stock

    2021-05-14+59,420218,763 total
  • Exercise/Conversion

    Phantom Stock

    2021-05-1459,4200 total
    From: 2021-05-14Exp: 2021-05-14Common Stock (59,420 underlying)
Footnotes (5)
  • [F1]Each share of phantom stock was the economic equivalent of one share of RRD common stock. The Issuer settled the phantom stock for cash.
  • [F2]Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.
  • [F3]Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
  • [F4]Phantom stock is payable in shares of common stock or cash on the earlier of the first anniversary of the grant date or the reporting person ceasing to be a member of the board of directors of the issuer.
  • [F5]The vested phantom stock was settled for cash.

Issuer

RR Donnelley & Sons Co

CIK 0000029669

Entity typeother

Related Parties

1
  • filerCIK 0001258393

Filing Metadata

Form type
4/A
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 3:43 PM ET
Size
11.1 KB