Gervis Robert M. 4
4 · ASPEN AEROGELS INC · Filed Jun 3, 2021
Insider Transaction Report
Form 4
Gervis Robert M.
Director
Transactions
- Award
Common Stock
2021-06-01+2,489→ 139,283 total - Award
Common Stock (Right-to-Buy)
2021-06-01+3,088→ 3,088 totalExercise: $20.49Exp: 2031-06-01→ Common Stock (3,088 underlying)
Holdings
- 72,491(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.
- [F2]Represents shares held by Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.
- [F3]The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.