Home/Filings/4/0001209191-21-037956
4//SEC Filing

GRETSCH GREGORY C. 4

Accession 0001209191-21-037956

CIK 0001627475other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 7:57 PM ET

Size

11.4 KB

Accession

0001209191-21-037956

Insider Transaction Report

Form 4
Period: 2021-06-01
GRETSCH GREGORY C.
Director10% Owner
Transactions
  • Award

    Common Stock

    2021-06-01+4,069963,341 total
  • Award

    Common Stock

    2021-06-01+1,316964,657 total
Holdings
  • Common Stock

    (indirect: By Trust)
    716,795
  • Common Stock

    (indirect: By Martis Creek Investments, L.P. - Fund 4)
    95,000
  • Common Stock

    (indirect: By Martis Creek Investments, L.P. - Fund 3)
    266,667
  • Common Stock

    (indirect: By Martis Creek Investments, L.P. - Fund 5)
    769,925
  • Common Stock

    (indirect: By Trust)
    25,944
Footnotes (4)
  • [F1]Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.
  • [F2]Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.
  • [F3]The shares are held by the Gregory C. Gretsch Trust, UAD 1/28/00, of which the Reporting Person is the trustee.
  • [F4]The Reporting Person has sole voting and dispositive power over the shares held by each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5.

Issuer

UPWORK, INC

CIK 0001627475

Entity typeother

Related Parties

1
  • filerCIK 0001517236

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 7:57 PM ET
Size
11.4 KB