4//SEC Filing
Yanagi Eric 4
Accession 0001209191-21-039062
CIK 0001550695other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 8:28 PM ET
Size
10.7 KB
Accession
0001209191-21-039062
Insider Transaction Report
Form 4
Yanagi Eric
Director
Transactions
- Sale
Common Stock, $0.0001 par value
2021-06-08$5.05/sh−5,503$27,790→ 3,261,675 total(indirect: See footnote) - Sale
Common Stock, $0.0001 par value
2021-06-07$4.83/sh−208,800$1,008,504→ 3,267,178 total(indirect: See footnote) - Sale
Common Stock, $0.0001 par value
2021-06-04$5.05/sh−3,637$18,367→ 3,475,978 total(indirect: See footnote)
Holdings
- 230,415
Common Stock, $0.0001 par value
Footnotes (4)
- [F1]Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Person may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Person that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
- [F2]This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $4.95 and $5.05. Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- [F3]The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mr. Yanagi is a management committee director of Mill Road Capital II GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
- [F4]This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $4.83 and $4.95. Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
Documents
Issuer
Performant Financial Corp
CIK 0001550695
Entity typeother
Related Parties
1- filerCIK 0001789758
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 8:28 PM ET
- Size
- 10.7 KB