4//SEC Filing
Rice Condoleezza 4
Accession 0001209191-21-039068
CIK 0001577526other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 8:41 PM ET
Size
22.3 KB
Accession
0001209191-21-039068
Insider Transaction Report
Form 4
Rice Condoleezza
Director
Transactions
- Sale
Class A Common Stock
2021-06-08$61.00/sh−39,560$2,413,160→ 89,946 total - Other
Class A Common Stock
2021-06-04+470→ 587 total(indirect: See Footnote) - Exercise/Conversion
Class A Common Stock
2021-06-08$0.60/sh+10,221$6,133→ 84,608 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-06-08−10,221→ 0 totalExercise: $0.60Exp: 2022-10-24→ Class A Common Stock (10,221 underlying) - Exercise/Conversion
Class A Common Stock
2021-06-08$1.68/sh+22,449$37,714→ 129,506 total - Sale
Class A Common Stock
2021-06-08$62.20/sh−7,400$460,280→ 82,546 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-06-08−22,449→ 0 totalExercise: $1.68Exp: 2025-10-19→ Class A Common Stock (22,449 underlying) - Exercise/Conversion
Class A Common Stock
2021-06-08$1.56/sh+22,449$35,020→ 107,057 total - Sale
Class A Common Stock
2021-06-08$62.85/sh−8,159$512,793→ 74,387 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-06-08−22,449→ 0 totalExercise: $1.56Exp: 2024-10-20→ Class A Common Stock (22,449 underlying)
Footnotes (7)
- [F1]Pro rata distribution from Sutter Hill Ventures, a California limited partnership, of which the Reporting Person is a non-managing member.
- [F2]The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.
- [F3]Represents weighted average sales price. The shares were sold at prices ranging from $60.60 to $61.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Represents weighted average sales price. The shares were sold at prices ranging from $61.60 to $62.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]Represents weighted average sales price. The shares were sold at prices ranging from $62.60 to $63.56. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]Fully vested.
- [F7]Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.
Documents
Issuer
C3.ai, Inc.
CIK 0001577526
Entity typeother
Related Parties
1- filerCIK 0001528387
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 8:41 PM ET
- Size
- 22.3 KB