Fisker Henrik 4

Accession 0001209191-21-040037

CIK 0001720990other

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 7:21 PM ET

Size

21.9 KB

Accession

0001209191-21-040037

Form 4

Period: 2021-06-09

DirectorPresident & CEO

Transactions

Exercise/Conversion
Class A Common Stock
2021-06-10$0.06/sh+539,956$32,397→ 1,481,474 total(indirect: By Trust)
Sale
Class A Common Stock
2021-06-10$17.79/sh−539,956$9,606,303→ 941,518 total(indirect: By Trust)
Exercise/Conversion
Class A Common Stock
2021-06-11$0.06/sh+22,000$1,320→ 963,518 total(indirect: By Trust)
Exercise/Conversion
Stock Option
2021-06-11−22,000→ 7,399,771 total(indirect: By Trust)
Exercise: $0.06Exp: 2026-12-19→ Class A Common Stock (22,000 underlying)
Exercise/Conversion
Stock Option
2021-06-10−539,956→ 7,421,771 total(indirect: By Trust)
Exercise: $0.06Exp: 2026-12-19→ Class A Common Stock (539,956 underlying)
Sale
Class A Common Stock
2021-06-11$18.70/sh−22,000$411,352→ 941,518 total(indirect: By Trust)
Gift
Stock Option
2021-06-09+7,961,727→ 7,961,727 total(indirect: By Trust)
Exercise: $0.06Exp: 2026-12-19→ Class A Common Stock (7,961,727 underlying)

Holdings

Stock Option
(indirect: By Trust)
Exercise: $0.06Exp: 2026-12-19→ Class A Common Stock (7,189,995 underlying)
7,189,995
Stock Option
(indirect: By Trust)
Exercise: $0.06Exp: 2027-04-26→ Class A Common Stock (730,989 underlying)
730,989

Footnotes (7)

[F1]Includes shares previously held by HF Holdco, LLC which have been transferred into the Mayfair Trust.
[F2]The Reporting Person and his spouse are the trustees of the Mayfair Trust.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.365 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]The stock option is fully vested and immediately exercisable.
[F6]On June 9, 2021, the Reporting Person's spouse transferred this stock option to the Mayfair Trust, of which the Reporting Person and his spouse are the trustees.
[F7]On June 9, 2021, the Reporting Person transferred this stock option to the Mayfair Trust, of which the Reporting Person and his spouse are the trustees.

Documents

1 file

Fisker Inc./DE

CIK 0001720990

Entity typeother