Home/Filings/4/0001209191-21-040067
4//SEC Filing

FERRARI RICHARD M 4

Accession 0001209191-21-040067

CIK 0001127537other

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 8:12 PM ET

Size

5.8 KB

Accession

0001209191-21-040067

Insider Transaction Report

Form 4
Period: 2021-06-01
Transactions
  • Award

    Common Stock

    2021-06-01+2,81018,997 total
Holdings
  • Common Stock

    (indirect: See footnote)
    1,232,321
Footnotes (2)
  • [F1]Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021.
  • [F2]The shares are directly held by De Novo Ventures III Liquidating Trust ("De Novo"). The Reporting Person, along with Fred Dozier and Joseph Mandato, and Jay Watkins are the trustees of De Novo and exercise voting and dispositive control over the shares held by De Novo.

Issuer

Pulmonx Corp

CIK 0001127537

Entity typeother

Related Parties

1
  • filerCIK 0001034413

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 8:12 PM ET
Size
5.8 KB