CLEVELAND BRUCE A 4
4 · C3.ai, Inc. · Filed Jun 14, 2021
Insider Transaction Report
Form 4
CLEVELAND BRUCE A
Senior VP and CMO
Transactions
- Exercise/Conversion
Class A Common Stock
2021-06-10$4.68/sh+50,000$234,000→ 71,367 total - Sale
Class A Common Stock
2021-06-10$60.28/sh−6,243$376,328→ 30,758 total - Sale
Class A Common Stock
2021-06-10$62.37/sh−466$29,064→ 21,367 total - Sale
Class A Common Stock
2021-06-10$59.34/sh−13,377$793,791→ 37,001 total - Sale
Class A Common Stock
2021-06-10$61.36/sh−8,925$547,638→ 21,833 total - Exercise/Conversion
Option (Right to Buy)
2021-06-10−50,000→ 921,767 totalExercise: $4.68Exp: 2029-11-12→ Class A Common Stock (50,000 underlying) - Sale
Class A Common Stock
2021-06-10$58.32/sh−20,989$1,224,078→ 50,378 total
Holdings
- 241(indirect: See Footnote)
Class A Common Stock
Footnotes (6)
- [F1]Represents weighted average sales price. The shares were sold at prices ranging from $57.92 to $58.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]Represents weighted average sales price. The shares were sold at prices ranging from $58.92 to $59.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Represents weighted average sales price. The shares were sold at prices ranging from $59.92 to $60.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Represents weighted average sales price. The shares were sold at prices ranging from $60.97 to $61.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
- [F6]Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.