4//SEC Filing
CLEVELAND BRUCE A 4
Accession 0001209191-21-040272
CIK 0001577526other
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 5:02 PM ET
Size
17.2 KB
Accession
0001209191-21-040272
Insider Transaction Report
Form 4
CLEVELAND BRUCE A
Senior VP and CMO
Transactions
- Exercise/Conversion
Class A Common Stock
2021-06-10$4.68/sh+50,000$234,000→ 71,367 total - Sale
Class A Common Stock
2021-06-10$60.28/sh−6,243$376,328→ 30,758 total - Sale
Class A Common Stock
2021-06-10$62.37/sh−466$29,064→ 21,367 total - Sale
Class A Common Stock
2021-06-10$59.34/sh−13,377$793,791→ 37,001 total - Sale
Class A Common Stock
2021-06-10$61.36/sh−8,925$547,638→ 21,833 total - Exercise/Conversion
Option (Right to Buy)
2021-06-10−50,000→ 921,767 totalExercise: $4.68Exp: 2029-11-12→ Class A Common Stock (50,000 underlying) - Sale
Class A Common Stock
2021-06-10$58.32/sh−20,989$1,224,078→ 50,378 total
Holdings
- 241(indirect: See Footnote)
Class A Common Stock
Footnotes (6)
- [F1]Represents weighted average sales price. The shares were sold at prices ranging from $57.92 to $58.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]Represents weighted average sales price. The shares were sold at prices ranging from $58.92 to $59.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Represents weighted average sales price. The shares were sold at prices ranging from $59.92 to $60.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Represents weighted average sales price. The shares were sold at prices ranging from $60.97 to $61.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
- [F6]Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
Documents
Issuer
C3.ai, Inc.
CIK 0001577526
Entity typeother
Related Parties
1- filerCIK 0001333063
Filing Metadata
- Form type
- 4
- Filed
- Jun 13, 8:00 PM ET
- Accepted
- Jun 14, 5:02 PM ET
- Size
- 17.2 KB