Redpoint Omega II, LLC 4

4 · Root, Inc. · Filed Jun 16, 2021

Form 4

Period: 2021-06-14

10% Owner

Transactions

Conversion
Class A Common Stock
[F1]
2021-06-14+3,671,263→ 3,671,263 total(indirect: By Redpoint Omega II, L.P.)
Conversion
Class A Common Stock
[F2]
2021-06-14+113,541→ 113,541 total(indirect: By LLC)
Other
Class A Common Stock
[F3][F1]
2021-06-14−3,671,263→ 0 total(indirect: By Redpoint Omega II, L.P.)
Other
Class A Common Stock
[F4][F2]
2021-06-14−113,541→ 0 total(indirect: By LLC)
Other
Class A Common Stock
[F5]
2021-06-14+945,350→ 945,350 total(indirect: By LLC)
Other
Class A Common Stock
[F6]
2021-06-14−945,350→ 0 total(indirect: By LLC)
Conversion
Class B Common Stock
[F7][F1]
2021-06-14−3,671,263→ 11,013,790 total(indirect: By Redpoint Omega II, L.P.)
Exercise: $0.00→ Class A Common Stock (3,671,263 underlying)
Conversion
Class B Common Stock
[F7][F2]
2021-06-14−113,541→ 340,624 total(indirect: By LLC)
Exercise: $0.00→ Class A Common Stock (113,541 underlying)

Footnotes (7)

[F1]These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F2]These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F3]Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC.
[F4]Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers.
[F5]Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote 3.
[F6]Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members.
[F7]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Documents

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