Home/Filings/4/0001209191-21-041757
4//SEC Filing

MURTHY ARUN 4

Accession 0001209191-21-041757

CIK 0001535379other

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 8:01 PM ET

Size

22.1 KB

Accession

0001209191-21-041757

Insider Transaction Report

Form 4
Period: 2021-06-15
MURTHY ARUN
Chief Product Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2021-06-15+48,574152,680 total
  • Exercise/Conversion

    Common Stock

    2021-06-15+23,542176,222 total
  • Exercise/Conversion

    Common Stock

    2021-06-15+32,582208,804 total
  • Tax Payment

    Common Stock

    2021-06-15$15.79/sh65,787$1,038,777171,004 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-06-1548,574291,439 total
    Common Stock (48,574 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-06-1523,542235,427 total
    Common Stock (23,542 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-06-1532,582228,077 total
    Common Stock (32,582 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-06-1527,987279,872 total
    Common Stock (27,987 underlying)
  • Exercise/Conversion

    Common Stock

    2021-06-15+27,987236,791 total
Holdings
  • Common Stock

    (indirect: By Trust)
    743,192
Footnotes (6)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
  • [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
  • [F3]The RSUs will vest 1/12th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
  • [F4]The RSUs will vest 1/16th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
  • [F5]The RSUs will vest 1/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
  • [F6]The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Issuer

Cloudera, Inc.

CIK 0001535379

Entity typeother

Related Parties

1
  • filerCIK 0001763658

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 8:01 PM ET
Size
22.1 KB