Home/Filings/4/0001209191-21-041758
4//SEC Filing

BEARDEN ROBERT G 4

Accession 0001209191-21-041758

CIK 0001535379other

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 8:01 PM ET

Size

13.4 KB

Accession

0001209191-21-041758

Insider Transaction Report

Form 4
Period: 2021-06-15
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2021-06-1564,166641,656 total
    Common Stock (64,166 underlying)
  • Tax Payment

    Common Stock

    2021-06-15$15.79/sh89,690$1,416,205230,070 total
  • Exercise/Conversion

    Common Stock

    2021-06-15+64,166185,058 total
  • Exercise/Conversion

    Common Stock

    2021-06-15+134,702319,760 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-06-15134,702533,215 total
    Common Stock (134,702 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
  • [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
  • [F3]The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
  • [F4]538,809 of the RSUs vest in four equal quarterly installments commencing March 15, 2021 and 263,810 of the RSUs vest in four equal quarterly installments commencing on March 15, 2022.

Issuer

Cloudera, Inc.

CIK 0001535379

Entity typeother

Related Parties

1
  • filerCIK 0001229938

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 8:01 PM ET
Size
13.4 KB