4//SEC Filing
Hollison Mick 4
Accession 0001209191-21-041759
CIK 0001535379other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 8:01 PM ET
Size
23.6 KB
Accession
0001209191-21-041759
Insider Transaction Report
Form 4
Cloudera, Inc.CLDR
Hollison Mick
President
Transactions
- Exercise/Conversion
Common Stock
2021-06-15+42,667→ 183,766 total - Sale
Common Stock
2021-06-15$15.79/sh−36,682$579,176→ 131,175 total - Exercise/Conversion
Common Stock
2021-06-15+25,257→ 209,023 total - Exercise/Conversion
Common Stock
2021-06-15+20,492→ 141,099 total - Exercise/Conversion
Restricted Stock Units
2021-06-15−3,500→ 10,500 total→ Common Stock (3,500 underlying) - Exercise/Conversion
Restricted Stock Units
2021-06-15−42,667→ 298,672 total→ Common Stock (42,667 underlying) - Exercise/Conversion
Restricted Stock Units
2021-06-15−25,257→ 252,567 total→ Common Stock (25,257 underlying) - Exercise/Conversion
Common Stock
2021-06-15+3,500→ 120,607 total - Tax Payment
Common Stock
2021-06-15$15.79/sh−41,166$650,011→ 167,857 total - Exercise/Conversion
Restricted Stock Units
2021-06-15−20,492→ 122,951 total→ Common Stock (20,492 underlying)
Footnotes (8)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F3]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- [F4]Represents the weighted average sales price per share. The shares sold at prices ranging from $15.75 to $15.82 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- [F5]The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- [F6]The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of shares in equal quarterly installments, until 100% vested, subject to the Reporting Person's continued service through each vesting date.
- [F7]The RSUs will vest 1/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- [F8]The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
Documents
Issuer
Cloudera, Inc.
CIK 0001535379
Entity typeother
Related Parties
1- filerCIK 0001852773
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 8:01 PM ET
- Size
- 23.6 KB