|4Jun 22, 4:51 PM ET

Ashton William 4

4 · SPECTRUM PHARMACEUTICALS INC · Filed Jun 22, 2021

Insider Transaction Report

Form 4
Period: 2021-06-17
Transactions
  • Sale

    Common Stock, $0.001 par value

    2021-06-18$4.24/sh9,000$38,16046,943 total
  • Award

    Common Stock, $0.001 par value

    2021-06-17+14,27755,943 total
  • Award

    Stock Option (Right to Buy)

    2021-06-17+67,80467,804 total
    Exercise: $4.29Exp: 2031-06-17Common Stock (67,804 underlying)
Footnotes (3)
  • [F1]100% of the restricted shares shall vest on the earlier of (1) June 17, 2022 or (2) the date of the company's 2022 Annual Meeting of Stockholders.
  • [F2]All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
  • [F3]One third of the aggregate amount of option shares shall vest on each of June 17, 2022, 2023 and 2024, respectively.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION