|4Jun 25, 6:52 PM ET

CLEVELAND BRUCE A 4

4 · C3.ai, Inc. · Filed Jun 25, 2021

Insider Transaction Report

Form 4
Period: 2021-06-23
CLEVELAND BRUCE A
Senior VP and CMO
Transactions
  • Award

    Class A Common Stock

    2021-06-23+50021,867 total
  • Award

    Stock Option (Right to Buy)

    2021-06-23+60,00060,000 total
    Exercise: $61.65Exp: 2031-06-22Class A Common Stock (60,000 underlying)
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    241
Footnotes (3)
  • [F1]Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on June 23, 2022 so long as the Reporting Person continues to provide services through such vesting date.
  • [F2]The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
  • [F3]Twenty percent (20%) of the shares subject to the option grant shall vest on June 23, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION