Patterson Michael 4

4 · Romeo Power, Inc. · Filed Jun 29, 2021

Form 4

Period: 2021-06-28

Chief Sales Officer10% Owner

Transactions

Exercise/Conversion
Common Stock
2021-06-28$4.09/sh+1,343,666$5,495,594→ 13,972,489 total
Exercise/Conversion
Stock Option (right to buy)
2021-06-28−1,343,666→ 0 total
Exercise: $4.09Exp: 2027-08-24→ Common Stock (1,343,666 underlying)
Exercise/Conversion
Common Stock
2021-06-28$6.09/sh+268,733$1,636,584→ 14,241,222 total
Sale
Common Stock
2021-06-28$8.51/sh−1,612,399$13,715,227→ 12,628,823 total
Sale
Common Stock
2021-06-28$8.52/sh−250,000$2,130,775→ 12,378,823 total
Sale
Common Stock
2021-06-29$8.22/sh−750,000$6,167,700→ 11,628,823 total
Exercise/Conversion
Stock Option (right to buy)
2021-06-28−268,733→ 0 total
Exercise: $6.09Exp: 2028-01-11→ Common Stock (268,733 underlying)

Footnotes (4)

[F1]Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.76 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
[F2]Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
[F3]Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.15 to $8.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
[F4]This option is fully vested and exercisable.

Documents

1 file