CHAMBERS JOHN T 4

4 · Sprinklr, Inc. · Filed Jun 29, 2021

Insider Transaction Report

Form 4

Period: 2021-06-25

Sprinklr, Inc.CXM

CHAMBERS JOHN T

Director

Transactions

Other
Stock Option (right to buy)
2021-06-25−1,350,000→ 0 total
Exercise: $4.10Exp: 2028-08-14→ Common Stock (1,350,000 underlying)
Other
Class B Common Stock
2021-06-25+400,332→ 400,332 total(indirect: See footnote)
→ Class A Common Stock (400,332 underlying)
Other
Stock Option (right to buy)
2021-06-25+75,000→ 75,000 total
Exercise: $3.52Exp: 2027-09-14→ Class B Common Stock (75,000 underlying)
Other
Stock Option (right to buy)
2021-06-25−75,000→ 0 total
Exercise: $3.52Exp: 2027-09-14→ Common Stock (75,000 underlying)
Other
Stock Option (right to buy)
2021-06-25+1,350,000→ 1,350,000 total
Exercise: $4.10Exp: 2028-08-14→ Class B Common Stock (1,350,000 underlying)
Other
Common Stock
2021-06-25−400,332→ 0 total(indirect: See footnote)
Award
Stock Option (right to buy)
2021-06-25+17,631→ 17,631 total
Exercise: $16.00Exp: 2031-06-25→ Class A Common Stock (17,631 underlying)

Footnotes (6)

[F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
[F2]The securities are held by JC2 Investments LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F3]The option will vest in full on the earlier of (a) June 25, 2022 or (b) the day prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.
[F4]One fourth (1/4th) of the shares subject to the option award vested on August 3, 2018, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
[F5]One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on and a monthly basis commencing on September 14, 2018, then on the first day of each month thereafter, subject to the Reporting Person's continuous service.
[F6]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION