Conn Wilson Grad 4

4 · Sprinklr, Inc. · Filed Jun 29, 2021

Insider Transaction Report

Form 4

Period: 2021-06-25

Sprinklr, Inc.CXM

Conn Wilson Grad

Chief Experience Officer

Transactions

Other
Common Stock
2021-06-25−16,582→ 0 total
Other
Class B Common Stock
2021-06-25+16,582→ 16,582 total
→ Class A Common Stock (16,582 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25−208,333→ 0 total
Exercise: $3.99Exp: 2028-05-09→ Common Stock (208,333 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25+85,938→ 85,938 total
Exercise: $4.25Exp: 2029-05-18→ Class B Common Stock (85,938 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25−275,000→ 0 total
Exercise: $4.93Exp: 2030-03-11→ Common Stock (275,000 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25+275,000→ 275,000 total
Exercise: $4.93Exp: 2030-03-11→ Class B Common Stock (275,000 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25−150,000→ 0 total
Exercise: $10.96Exp: 2031-04-05→ Common Stock (150,000 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25+150,000→ 150,000 total
Exercise: $10.96Exp: 2031-04-05→ Class B Common Stock (150,000 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25+208,333→ 208,333 total
Exercise: $3.99Exp: 2028-05-09→ Class B Common Stock (208,333 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25−85,938→ 0 total
Exercise: $4.25Exp: 2029-05-18→ Common Stock (85,938 underlying)

Footnotes (6)

[F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
[F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
[F3]One fourth (1/4th) of the shares subject to the option award vested on April 9, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
[F4]One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
[F5]One fourth (1/4th) of the shares subject to the option award vested on May 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
[F6]One fourth (1/4th) of the shares subject to the option award shall vest on April 5, 2022, and one forty-eighth (1/48th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION