Dominguez Carlos 4
4 · Sprinklr, Inc. · Filed Jun 29, 2021
Insider Transaction Report
Form 4
Dominguez Carlos
Director
Transactions
- Other
Class B Common Stock
2021-06-25+2,237,122→ 2,237,122 total→ Class A Common Stock (2,237,122 underlying) - Other
Stock Option (right to buy)
2021-06-25−112,500→ 0 totalExercise: $4.93Exp: 2030-03-11→ Common Stock (112,500 underlying) - Other
Stock Option (right to buy)
2021-06-25+103,125→ 103,125 totalExercise: $4.45Exp: 2029-12-10→ Class B Common Stock (103,125 underlying) - Other
Stock Option (right to buy)
2021-06-25+112,500→ 112,500 totalExercise: $4.93Exp: 2030-03-11→ Class B Common Stock (112,500 underlying) - Other
Stock Option (right to buy)
2021-06-25−22,917→ 0 totalExercise: $3.73Exp: 2028-02-07→ Common Stock (22,917 underlying) - Other
Stock Option (right to buy)
2021-06-25+22,917→ 22,917 totalExercise: $3.73Exp: 2028-02-07→ Class B Common Stock (22,917 underlying) - Other
Common Stock
2021-06-25−2,237,122→ 0 total - Other
Stock Option (right to buy)
2021-06-25−103,125→ 0 totalExercise: $4.45Exp: 2029-12-10→ Common Stock (103,125 underlying)
Footnotes (5)
- [F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
- [F3]One fourth (1/4th) of the shares subject to the option award vested on February 7, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
- [F4]One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on and a monthly basis commencing on January 10, 2020, then on the first day of each month thereafter, subject to the Reporting Person's continuous service.
- [F5]One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.