4//SEC Filing
Kundra Vivek 4
Accession 0001209191-21-043873
CIK 0001569345other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 9:16 PM ET
Size
32.2 KB
Accession
0001209191-21-043873
Insider Transaction Report
Form 4
Kundra Vivek
Chief Operating Officer
Transactions
- Other
Common Stock
2021-06-25−617,173→ 0 total - Other
Employee Stock Option (right to buy)
2021-06-25+206,250→ 206,250 totalExercise: $4.25Exp: 2029-03-18→ Class B Common Stock (206,250 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25+425,000→ 425,000 totalExercise: $4.93Exp: 2030-03-11→ Class B Common Stock (425,000 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25−100,000→ 0 total(indirect: See footnote)Exercise: $4.93Exp: 2030-03-11→ Common Stock (100,000 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25+337,500→ 337,500 totalExercise: $3.99Exp: 2028-05-09→ Class B Common Stock (337,500 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25−206,250→ 0 totalExercise: $4.25Exp: 2029-03-18→ Common Stock (206,250 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25+500,000→ 500,000 totalExercise: $7.68Exp: 2031-01-28→ Class B Common Stock (500,000 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25+100,000→ 100,000 total(indirect: See footnote)Exercise: $4.93Exp: 2030-03-11→ Class B Common Stock (100,000 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25−500,000→ 0 totalExercise: $7.68Exp: 2031-01-28→ Common Stock (500,000 underlying) - Other
Class B Common Stock
2021-06-25+617,173→ 617,173 total→ Class A Common Stock (617,173 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25−337,500→ 0 totalExercise: $3.99Exp: 2028-05-09→ Common Stock (337,500 underlying) - Other
Employee Stock Option (right to buy)
2021-06-25−425,000→ 0 totalExercise: $4.93Exp: 2030-03-11→ Common Stock (425,000 underlying)
Footnotes (8)
- [F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
- [F3]One fourth (1/4th) of the shares subject to the option award vested on May 8, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
- [F4]One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
- [F5]One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
- [F6]One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
- [F7]The option is fully vested and exercisable.
- [F8]The securities are held by Vivek Kundra Irrevocable Trust (2021) (the "Trust"). The Reporting Person's spouse is the trustee of the Trust.
Documents
Issuer
Sprinklr, Inc.
CIK 0001569345
Entity typeother
Related Parties
1- filerCIK 0001867888
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 9:16 PM ET
- Size
- 32.2 KB