Lynch Christopher Mark 4

Accession 0001209191-21-043875

CIK 0001569345other

View on SEC.gov Company Profile

Filed

Jun 28, 8:00 PM ET

Accepted

Jun 29, 9:18 PM ET

Size

27.2 KB

Accession

0001209191-21-043875

Insider Transaction Report

Form 4

Period: 2021-06-25

Sprinklr, Inc.CXM

Lynch Christopher Mark

Chief Financial Officer

Transactions

Other
Class B Common Stock
2021-06-25+1,759,936→ 1,759,936 total
→ Class A Common Stock (1,759,936 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25−206,250→ 0 total
Exercise: $4.25Exp: 2029-03-18→ Common Stock (206,250 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25−525,000→ 0 total
Exercise: $4.93Exp: 2030-03-11→ Common Stock (525,000 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25−500,000→ 0 total
Exercise: $7.68Exp: 2031-01-28→ Common Stock (500,000 underlying)
Other
Common Stock
2021-06-25−1,759,936→ 0 total
Other
Employee Stock Option (right to buy)
2021-06-25−187,500→ 0 total
Exercise: $3.73Exp: 2028-02-07→ Common Stock (187,500 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25+187,500→ 187,500 total
Exercise: $3.73Exp: 2028-02-07→ Class B Common Stock (187,500 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25+206,250→ 206,250 total
Exercise: $4.25Exp: 2029-03-18→ Class B Common Stock (206,250 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25+525,000→ 525,000 total
Exercise: $4.93Exp: 2030-03-11→ Class B Common Stock (525,000 underlying)
Other
Employee Stock Option (right to buy)
2021-06-25+500,000→ 500,000 total
Exercise: $7.68Exp: 2031-01-28→ Class B Common Stock (500,000 underlying)

Footnotes (6)

[F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
[F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
[F3]One fourth (1/4th) of the shares subject to the option award vested on February 7, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
[F4]One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
[F5]One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
[F6]One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Sprinklr, Inc.

CIK 0001569345

→

Entity typeother

Related Parties

filerCIK 0001867031

Filing Metadata

Form type: 4
Filed: Jun 28, 8:00 PM ET
Accepted: Jun 29, 9:18 PM ET
Size: 27.2 KB

View on SEC.gov