3//SEC Filing
NEA PARTNERS 10 L P 3
Accession 0001209191-21-043884
CIK 0001235912other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 9:32 PM ET
Size
21.5 KB
Accession
0001209191-21-043884
Insider Transaction Report
Form 3
CVRx, Inc.CVRX
NEA PARTNERS 10 L P
10% Owner
Holdings
- (indirect: See Note 4)
Series B-2 Preferred Stock
→ Common Stock (57,241 underlying) - (indirect: See Note 4)
Series C-2 Preferred Stock
→ Common Stock (71,077 underlying) - (indirect: See Note 4)
Series D-2 Preferred Stock
→ Common Stock (80,178 underlying) - (indirect: See Note 4)
Series E-2 Preferred Stock
→ Common Stock (83,396 underlying) - (indirect: See Note 4)
Series F-2 Preferred Stock
→ Common Stock (253,605 underlying) - 1,384(indirect: See Note 1)
Common Stock
- (indirect: See Note 4)
Series A-2 Preferred Stock
→ Common Stock (58,175 underlying) - (indirect: See Note 1)
Series C-2 Preferred Stock
→ Common Stock (9,333 underlying) - (indirect: See Note 1)
Series G Preferred Stock
→ Common Stock (92,951 underlying) - (indirect: See Note 1)
Series B-2 Preferred Stock
→ Common Stock (14,933 underlying) - (indirect: See Note 1)
Series F-2 Preferred Stock
→ Common Stock (19,666 underlying) - (indirect: See Note 1)
Series D-2 Preferred Stock
→ Common Stock (10,371 underlying) - (indirect: See Note 4)
Series G Preferred Stock
→ Common Stock (1,196,911 underlying)
SANDELL SCOTT D
10% Owner
Holdings
- (indirect: See Note 4)
Series A-2 Preferred Stock
→ Common Stock (58,175 underlying) - (indirect: See Note 1)
Series C-2 Preferred Stock
→ Common Stock (9,333 underlying) - (indirect: See Note 1)
Series G Preferred Stock
→ Common Stock (92,951 underlying) - (indirect: See Note 4)
Series B-2 Preferred Stock
→ Common Stock (57,241 underlying) - (indirect: See Note 1)
Series B-2 Preferred Stock
→ Common Stock (14,933 underlying) - (indirect: See Note 4)
Series E-2 Preferred Stock
→ Common Stock (83,396 underlying) - 1,384(indirect: See Note 1)
Common Stock
- (indirect: See Note 4)
Series C-2 Preferred Stock
→ Common Stock (71,077 underlying) - (indirect: See Note 4)
Series D-2 Preferred Stock
→ Common Stock (80,178 underlying) - (indirect: See Note 1)
Series D-2 Preferred Stock
→ Common Stock (10,371 underlying) - (indirect: See Note 4)
Series F-2 Preferred Stock
→ Common Stock (253,605 underlying) - (indirect: See Note 1)
Series F-2 Preferred Stock
→ Common Stock (19,666 underlying) - (indirect: See Note 4)
Series G Preferred Stock
→ Common Stock (1,196,911 underlying)
Footnotes (5)
- [F1]The securities are directly held by New Enterprise Associates 8A, Limited Partnership ("NEA 8A") and are indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 8A, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 8A Indirect Reporting Persons"). The NEA 8A Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 8A in which the NEA 8A Indirect Reporting Persons have no pecuniary interest.
- [F2]Each share of preferred stock is convertible, at the option of the holder, into shares of common stock at the then-effective conversion ratio for no additional consideration and has no expiration date. The shares of preferred stock will automatically convert into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares) upon the closing of the Issuer's initial public offering. The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock.
- [F3]Shares of Series A-2 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock, Series E-2 Convertible Preferred Stock and F-2 Convertible Preferred Stock are convertible into shares of common stock at a rate of 1-for-0.025857287.
- [F4]The securities are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, the sole general partner of NEA 10, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 10 Indirect Reporting Persons"). The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the NEA 10 Indirect Reporting Persons have no pecuniary interest.
- [F5]Shares of Series G Convertible Preferred Stock are convertible into shares of common stock at a rate of 1-for-0.0632143218.
Documents
Issuer
CVRx, Inc.
CIK 0001235912
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001236049
Filing Metadata
- Form type
- 3
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 9:32 PM ET
- Size
- 21.5 KB