LILLIE LENORE 4
4 · KOSS CORP · Filed Jul 2, 2021
Insider Transaction Report
Form 4
KOSS CORPKOSS
LILLIE LENORE
VP - Operations
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2021-07-01−6,000→ 24,000 totalExercise: $1.97Exp: 2029-07-24→ Common Stock (6,000 underlying) - Exercise/Conversion
Common Stock
2021-07-01$1.97/sh+6,000$11,820→ 15,000 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-07-01−9,000→ 6,000 totalExercise: $2.20Exp: 2026-07-27→ Common Stock (9,000 underlying) - Exercise/Conversion
Common Stock
2021-07-01$2.20/sh+9,000$19,800→ 9,000 total - Sale
Common Stock
2021-07-01$22.27/sh−15,000$334,050→ 0 total
Holdings
- 30,022(indirect: ESOP)
Common Stock
Footnotes (4)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.14 to $22.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]This option vests in five equal annual installments beginning on July 27, 2017.
- [F4]This option vests in five equal annual installments beginning on July 24, 2020.