HSIAO JANE PH D 4
4 · ASENSUS SURGICAL, INC. · Filed Jul 2, 2021
Insider Transaction Report
Form 4
HSIAO JANE PH D
Director10% Owner
Transactions
- Award
Stock Option
2021-06-30+3,748→ 3,748 totalExercise: $3.17From: 2021-12-31Exp: 2028-06-30→ Common Stock (3,748 underlying) - Award
Common Stock
2021-07-01+29,231→ 336,895 total
Holdings
- 96,746(indirect: Hsu Gamma Investments, L.P.)
Common Stock
Footnotes (5)
- [F1]Represents restricted stock units ("RSUs"). Each RSU represents the right to receive one share of the Registrant's common stock.
- [F2]Forfeiture restrictions will lapse on the RSUs on the first anniversary of the date of grant, provided that if the date of the 2022 annual meeting of stockholders is earlier, the restrictions will lapse on the date of the annual meeting.
- [F3]The Reporting Person is the general partner of Hsu Gama Investments, LP.
- [F4]Represents an equity award issued under the Registrant's Amended and Restated Incentive Compensation Plan in lieu of an annual cash retainer, paid quarterly in arrears for the quarter ended June 30, 2021.
- [F5]The award is fully exercisable six months after the grant date, subject to earlier acceleration as approved by the Board of Directors.