Home/Filings/4/0001209191-21-045178
4//SEC Filing

HSIAO JANE PH D 4

Accession 0001209191-21-045178

CIK 0000876378other

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 7:06 PM ET

Size

8.9 KB

Accession

0001209191-21-045178

Insider Transaction Report

Form 4
Period: 2021-06-30
HSIAO JANE PH D
Director10% Owner
Transactions
  • Award

    Stock Option

    2021-06-30+3,7483,748 total
    Exercise: $3.17From: 2021-12-31Exp: 2028-06-30Common Stock (3,748 underlying)
  • Award

    Common Stock

    2021-07-01+29,231336,895 total
Holdings
  • Common Stock

    (indirect: Hsu Gamma Investments, L.P.)
    96,746
Footnotes (5)
  • [F1]Represents restricted stock units ("RSUs"). Each RSU represents the right to receive one share of the Registrant's common stock.
  • [F2]Forfeiture restrictions will lapse on the RSUs on the first anniversary of the date of grant, provided that if the date of the 2022 annual meeting of stockholders is earlier, the restrictions will lapse on the date of the annual meeting.
  • [F3]The Reporting Person is the general partner of Hsu Gama Investments, LP.
  • [F4]Represents an equity award issued under the Registrant's Amended and Restated Incentive Compensation Plan in lieu of an annual cash retainer, paid quarterly in arrears for the quarter ended June 30, 2021.
  • [F5]The award is fully exercisable six months after the grant date, subject to earlier acceleration as approved by the Board of Directors.

Issuer

ASENSUS SURGICAL, INC.

CIK 0000876378

Entity typeother

Related Parties

1
  • filerCIK 0001188834

Filing Metadata

Form type
4
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 7:06 PM ET
Size
8.9 KB