NEA PARTNERS 10 L P 4

Accession 0001209191-21-045827

CIK 0001235912other

View on SEC.gov Company Profile

Filed

Jul 6, 8:00 PM ET

Accepted

Jul 7, 4:47 PM ET

Size

58.5 KB

Accession

0001209191-21-045827

Insider Transaction Report

Form 4

Period: 2021-07-02

CVRx, Inc.CVRX

NEA PARTNERS 10 L P

10% Owner

Transactions

Conversion
Common Stock
2021-07-02+57,241→ 115,416 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+80,178→ 266,671 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+1,196,911→ 1,800,583 total(indirect: See Note 2)
Purchase
Common Stock
2021-07-02$18.00/sh+24,750$445,500→ 173,388 total(indirect: See Note 4)
Conversion
Series A-2 Preferred Stock
2021-07-02−2,300,708→ 0 total(indirect: See Note 2)
→ Common Stock (58,175 underlying)
Conversion
Common Stock
2021-07-02+58,175→ 58,175 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+71,077→ 186,493 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+83,396→ 350,067 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+9,333→ 25,650 total(indirect: See Note 4)
Conversion
Common Stock
2021-07-02+19,666→ 55,687 total(indirect: See Note 4)
Conversion
Series B-2 Preferred Stock
2021-07-02−2,263,778→ 0 total(indirect: See Note 2)
→ Common Stock (57,241 underlying)
Conversion
Series D-2 Preferred Stock
2021-07-02−3,170,896→ 0 total(indirect: See Note 2)
→ Common Stock (80,178 underlying)
Conversion
Series G Preferred Stock
2021-07-02−18,934,168→ 0 total(indirect: See Note 2)
→ Common Stock (1,196,911 underlying)
Conversion
Series B-2 Preferred Stock
2021-07-02−590,551→ 0 total(indirect: See Note 4)
→ Common Stock (14,933 underlying)
Conversion
Series G Preferred Stock
2021-07-02−1,470,416→ 0 total(indirect: See Note 4)
→ Common Stock (92,951 underlying)
Conversion
Common Stock
2021-07-02+253,605→ 603,672 total(indirect: See Note 2)
Purchase
Common Stock
2021-07-02$18.00/sh+225,500$4,059,000→ 2,026,083 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+14,933→ 16,317 total(indirect: See Note 4)
Conversion
Common Stock
2021-07-02+10,371→ 36,021 total(indirect: See Note 4)
Conversion
Common Stock
2021-07-02+92,951→ 148,638 total(indirect: See Note 4)
Conversion
Series C-2 Preferred Stock
2021-07-02−2,810,950→ 0 total(indirect: See Note 2)
→ Common Stock (71,077 underlying)
Conversion
Series E-2 Preferred Stock
2021-07-02−3,298,154→ 0 total(indirect: See Note 2)
→ Common Stock (83,396 underlying)
Conversion
Series F-2 Preferred Stock
2021-07-02−10,029,566→ 0 total(indirect: See Note 2)
→ Common Stock (253,605 underlying)
Conversion
Series C-2 Preferred Stock
2021-07-02−369,115→ 0 total(indirect: See Note 4)
→ Common Stock (9,333 underlying)
Conversion
Series D-2 Preferred Stock
2021-07-02−410,162→ 0 total(indirect: See Note 4)
→ Common Stock (10,371 underlying)
Conversion
Series F-2 Preferred Stock
2021-07-02−777,752→ 0 total(indirect: See Note 4)
→ Common Stock (19,666 underlying)

SANDELL SCOTT D

10% Owner

Transactions

Conversion
Common Stock
2021-07-02+57,241→ 115,416 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+80,178→ 266,671 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+253,605→ 603,672 total(indirect: See Note 2)
Purchase
Common Stock
2021-07-02$18.00/sh+225,500$4,059,000→ 2,026,083 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+14,933→ 16,317 total(indirect: See Note 4)
Conversion
Common Stock
2021-07-02+9,333→ 25,650 total(indirect: See Note 4)
Conversion
Common Stock
2021-07-02+10,371→ 36,021 total(indirect: See Note 4)
Conversion
Series C-2 Preferred Stock
2021-07-02−2,810,950→ 0 total(indirect: See Note 2)
→ Common Stock (71,077 underlying)
Conversion
Series D-2 Preferred Stock
2021-07-02−3,170,896→ 0 total(indirect: See Note 2)
→ Common Stock (80,178 underlying)
Conversion
Series C-2 Preferred Stock
2021-07-02−369,115→ 0 total(indirect: See Note 4)
→ Common Stock (9,333 underlying)
Conversion
Series G Preferred Stock
2021-07-02−1,470,416→ 0 total(indirect: See Note 4)
→ Common Stock (92,951 underlying)
Conversion
Common Stock
2021-07-02+58,175→ 58,175 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+71,077→ 186,493 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+83,396→ 350,067 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+1,196,911→ 1,800,583 total(indirect: See Note 2)
Conversion
Common Stock
2021-07-02+19,666→ 55,687 total(indirect: See Note 4)
Conversion
Common Stock
2021-07-02+92,951→ 148,638 total(indirect: See Note 4)
Purchase
Common Stock
2021-07-02$18.00/sh+24,750$445,500→ 173,388 total(indirect: See Note 4)
Conversion
Series A-2 Preferred Stock
2021-07-02−2,300,708→ 0 total(indirect: See Note 2)
→ Common Stock (58,175 underlying)
Conversion
Series B-2 Preferred Stock
2021-07-02−2,263,778→ 0 total(indirect: See Note 2)
→ Common Stock (57,241 underlying)
Conversion
Series E-2 Preferred Stock
2021-07-02−3,298,154→ 0 total(indirect: See Note 2)
→ Common Stock (83,396 underlying)
Conversion
Series F-2 Preferred Stock
2021-07-02−10,029,566→ 0 total(indirect: See Note 2)
→ Common Stock (253,605 underlying)
Conversion
Series G Preferred Stock
2021-07-02−18,934,168→ 0 total(indirect: See Note 2)
→ Common Stock (1,196,911 underlying)
Conversion
Series B-2 Preferred Stock
2021-07-02−590,551→ 0 total(indirect: See Note 4)
→ Common Stock (14,933 underlying)
Conversion
Series D-2 Preferred Stock
2021-07-02−410,162→ 0 total(indirect: See Note 4)
→ Common Stock (10,371 underlying)
Conversion
Series F-2 Preferred Stock
2021-07-02−777,752→ 0 total(indirect: See Note 4)
→ Common Stock (19,666 underlying)

Footnotes (5)

[F1]Upon the closing of the Issuer's initial public offering, each share of Series A-2 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock, Series E-2 Convertible Preferred Stock and Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287.
[F2]The securities are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, the sole general partner of NEA 10, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 10 Indirect Reporting Persons"). The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the NEA 10 Indirect Reporting Persons have no pecuniary interest.
[F3]Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218.
[F4]The securities are directly held by New Enterprise Associates 8A, Limited Partnership ("NEA 8A") and are indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 8A, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 8A Indirect Reporting Persons"). The NEA 8A Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 8A in which the NEA 8A Indirect Reporting Persons have no pecuniary interest.
[F5]Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

CVRx, Inc.

CIK 0001235912

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001236049

Filing Metadata

Form type: 4
Filed: Jul 6, 8:00 PM ET
Accepted: Jul 7, 4:47 PM ET
Size: 58.5 KB

View on SEC.gov