4//SEC Filing
Yu Calvin 4
Accession 0001209191-21-045930
CIK 0001653087other
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 7:38 PM ET
Size
31.2 KB
Accession
0001209191-21-045930
Insider Transaction Report
Form 4
Alector, Inc.ALEC
Yu Calvin
Vice President, Finance
Transactions
- Exercise/Conversion
Common Stock
2021-07-02$10.14/sh+11,250$114,075→ 156,356 total - Exercise/Conversion
Common Stock
2021-07-02$17.15/sh+31,170$534,566→ 187,526 total - Sale
Common Stock
2021-07-02$40.02/sh−20,000$800,320→ 76,686 total - Sale
Common Stock
2021-07-06$34.65/sh−3,334$115,523→ 76,686 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-07-02−18,420→ 14,118 totalExercise: $8.16Exp: 2028-07-02→ Common Stock (18,420 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-07-02−11,250→ 10,625 totalExercise: $10.14Exp: 2028-11-06→ Common Stock (11,250 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-07-02−31,170→ 48,830 totalExercise: $17.15Exp: 2029-11-06→ Common Stock (31,170 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-07-06−1,042→ 13,076 totalExercise: $8.16Exp: 2028-07-02→ Common Stock (1,042 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-07-06−625→ 10,000 totalExercise: $10.14Exp: 2028-11-06→ Common Stock (625 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-07-06−1,667→ 47,163 totalExercise: $17.15Exp: 2029-11-06→ Common Stock (1,667 underlying) - Exercise/Conversion
Common Stock
2021-07-02$8.16/sh+18,420$150,307→ 145,106 total - Sale
Common Stock
2021-07-02$31.14/sh−90,840$2,828,758→ 96,686 total - Exercise/Conversion
Common Stock
2021-07-06$8.16/sh+1,042$8,503→ 77,728 total - Exercise/Conversion
Common Stock
2021-07-06$10.14/sh+625$6,338→ 78,353 total - Exercise/Conversion
Common Stock
2021-07-06$17.15/sh+1,667$28,589→ 80,020 total
Footnotes (5)
- [F1]The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted August 31, 2020.
- [F2]The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $40.00 to $40.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.
- [F4]One-fourth of the total number of shares subject to the option grant vested on November 1, 2019, and an additional 1/48th of the total number of shares vest monthly thereafter.
- [F5]Shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.
Documents
Issuer
Alector, Inc.
CIK 0001653087
Entity typeother
Related Parties
1- filerCIK 0001757799
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 7:38 PM ET
- Size
- 31.2 KB