4//SEC Filing
Hardie Robert D. 4
Accession 0001209191-21-046027
CIK 0001576885other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 6:14 PM ET
Size
14.9 KB
Accession
0001209191-21-046027
Insider Transaction Report
Form 4
Hardie Robert D.
10% Owner
Transactions
- Conversion
Common Stock
2021-07-06+2,076,326→ 3,201,156 total(indirect: See footnotes) - Purchase
Common Stock
2021-07-06$16.00/sh+750,000$12,000,000→ 3,951,156 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2021-07-06−2,076,326→ 0 total(indirect: See footnote)→ Common Stock (2,076,326 underlying) - Conversion
Common Stock
2021-07-06+1,124,830→ 1,124,830 total(indirect: See footnote) - Conversion
Series A-1 Preferred Stock
2021-07-06−1,124,830→ 0 total(indirect: See footnote)→ Common Stock (1,124,830 underlying)
Footnotes (4)
- [F1]On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- [F2]Consists of 562,415 shares of common stock issuable upon conversion of Series A-1 preferred stock held by H7 Holdings LLC, and 562,415 shares of common stock issuable upon conversion of Series A-1 preferred stock held by Level One Partners, LLC. Robert D. Hardie is the Manager of both H7 Holdings, LLC and Level One Partners, LLC and has the power to vote or dispose of the shares held by each entity. The Reporting Person disclaims beneficial ownership of the shares held by H7 Holdings, LLC and Level One Partners, LLC, except to the extent of his pecuniary interest therein.
- [F3]Consists of 1,038,163 shares of common stock issuable upon conversion of Series B convertible preferred stock held by H7 Holdings LLC, and 1,038,163 shares of common stock issuable upon conversion of Series B convertible preferred stock held by Level One Partners, LLC. Robert D. Hardie is the Manager of both H7 Holdings, LLC and Level One Partners, LLC and has the power to vote or dispose of the shares held by each entity. The Reporting Person disclaims beneficial ownership of the shares held by H7 Holdings, LLC and Level One Partners, LLC, except to the extent of his pecuniary interest therein.
- [F4]Consists of 375,000 shares of common stock held by H7 Holdings LLC, and 375,000 shares of common stock held by Level One Partners, LLC. Robert D. Hardie is the Manager of both H7 Holdings, LLC and Level One Partners, LLC and has the power to vote or dispose of the shares held by each entity. The Reporting Person disclaims beneficial ownership of the shares held by H7 Holdings, LLC and Level One Partners, LLC, except to the extent of his pecuniary interest therein.
Documents
Issuer
Acumen Pharmaceuticals, Inc.
CIK 0001576885
Entity typeother
Related Parties
1- filerCIK 0001804350
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 6:14 PM ET
- Size
- 14.9 KB